Search for: "Diversified Brokerage, Inc" Results 21 - 40 of 85
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17 Dec 2019, 2:15 am by Renae Lloyd
NorthStar Healthcare Income Inc., a publicly registered non-traded REIT, was reportedly formed to acquire, originate and asset manage a diversified portfolio of equity, debt and securities investments in healthcare real estate. [read post]
22 Sep 2018, 10:40 am by Staff Attorney
The SEC claims that Maccoll told his customers that the purported fund investment would allow them to diversify their portfolios, receive annual investment returns as high as 20%, and give them investment growth potential that was better than the growth they received in their brokerage accounts. [read post]
13 Apr 2018, 11:42 am by Renae Lloyd
Hospitality Investors Trust, Inc. is a publicly registered non-traded real estate investment trust (REIT) sponsored by AR Global. [read post]
15 May 2020, 9:05 am by Renae Lloyd
Mackenzie Realty Capital, Inc. is an externally managed non-diversified company that has elected to be treated as a business development company (BDC). [read post]
2 Oct 2018, 5:48 am by Silver Law Group
  Diversified Securities, Inc   Mary Olsen   Paul Prestia   Laidlaw & Company LTD   Network 1 Financial Securities Inc. [read post]
16 Jul 2008, 9:25 pm
Incorporated/ Morgan Stanley DW Inc., RBC Dain Rauscher Inc., A.G. [read post]
19 Feb 2017, 12:14 pm by Renae Lloyd
FS Investments has recently registered a handful of other funds, including the FS Energy Total Return Fund and the FS Diversified Income Fund. [read post]
2 Apr 2012, 8:54 am by D. Daxton White
Additionally, Odyssey Residential, Inc.; Odyssey Residential II, LLC; Odyssey Properties III, LLC; and Odyssey Diversified VI, LLC, collectively raised in excess of $69 million from investors through the sale of secured notes. [read post]
22 May 2017, 8:23 am by Renae Lloyd
VII Peaks Co-Optivist Income BDC II, Inc. is an externally managed, non-diversified closed-end management investment company that is a business development company. [read post]
14 Oct 2013, 6:11 am by D. Daxton White
The White Law Group continues to investigate the liability that brokerage firms may have for recommending UBS’s Family of Puerto Rico funds. [read post]
30 May 2018, 8:49 am by Renae Lloyd
The White Law Group has represented numerous investors in claims against the brokerage firm that recommended non-traded REITs to these investors. [read post]
5 Oct 2018, 1:55 pm by Renae Lloyd
VII Peaks Co-Optivist Income BDC II, Inc. is an externally managed, non-diversified closed-end management investment company that is a business development company (BDC). [read post]
10 Oct 2014, 6:14 am by Adam Weinstein
Specifically, FINRA alleged that Karasik participated in the sale of bonds issued by Diversified Energy Group, Inc. [read post]
23 Feb 2024, 12:01 am by The White Law Group
Impact on Commercial Real Estate The non-traded REIT, formerly known as Hines Global REIT II, Inc., was incorporated in Maryland on July 31, 2013, to invest in a diversified portfolio of quality commercial real estate properties and other real estate investments and also to  invest in real-estate related securities, according to its website. [read post]
9 Oct 2013, 12:39 pm by D. Daxton White
  The White Law Group is investigating the liability that brokerage firms may have for unsuitably recommending certain closed-end funds. [read post]