Search for: "Dodd v. Severe et al"
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8 Aug 2011, 2:00 am
In this memo, Practice Center Contributor Stan Keller discusses what might happen now: With the United States Court of Appeals for the District of Columbia Circuit having struck down Rule 14a-11 in Business Roundtable et al v. [read post]
11 Apr 2017, 3:01 pm
It focuses on the contemporary interplay between large corporations and governments, intergovernmental institutions, investors and non-governmental organizations (NGOs).Over the past several decades, economic actors, and especially those operating as enterprises, have seen the development of efforts to impose on them certain responsibilities for the consequences of their decisions and to change the way that corporations view the scope and character of their obligations to inside and outside… [read post]
24 Oct 2023, 9:01 pm
Each year we receive thousands of whistleblower tips, and throughout the history of the program those tips have resulted in billions in monetary recovery, a significant portion of which has been returned to harmed investors, and some of which has funded whistleblower awards.[6] The Dodd-Frank whistleblower protection rule – Rule 21F-17 – is important to the program’s success. [read post]
30 Mar 2011, 7:00 am
Once the firm is selected and requested pre-examination information from the firm has been reviewed by the examiners, the SEC staff conducts the onsite examination, which can take anywhere from several days to several weeks. [read post]
11 Sep 2009, 6:31 pm
Litigants routinely adopt several approaches for calculating a reasonable royalty. [read post]
6 Feb 2023, 1:37 pm
Several things are worth noting here. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
12 May 2024, 9:01 pm
” The OCC further notes in the letter that it is “committed to preserving the legal framework for preemption established by Congress, including in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
30 Nov 2011, 2:15 pm
Look, I spent twenty years working as a consultant for large corporations at the C-Suite and senior management levels, including several of the TBTF banks, and I’m very familiar with their corporate cultures and operations. [read post]
