Search for: "Donald Merrill"
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11 Mar 2020, 7:28 am
As one Bank of America Merrill Lynch report cited in a Reuters article, the coronavirus is the type of “slow-moving train wreck” in which the market “slowly and progressively” realizes its “magnitude. [read post]
24 Dec 2019, 7:19 am
Muraya, Benson Murrain, Merle II Roegiers, Anthony Pruco Securities AXA Advisors, LLC Sperring, Donald Jr. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
6 Aug 2019, 8:45 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Deblois, Matthew The Champion Group, Inc McNally Financial Services Corp Dewaay, Donald Jr. [read post]
1 Feb 2019, 10:37 am
• Donald J. [read post]
1 Feb 2019, 10:37 am
• Donald J. [read post]
3 Jan 2019, 5:54 am
Inc Flores, Daniel Woodbury Financial Services, Inc Princor Financial Services Corp Giraldo, Jose Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Assoc, Inc Heitz, Donald LPL Financial LLC First Command Financial Planning, Inc Jenkins, Elisabeth LPL Financial LLC ESL Investment Services, LLC Krize, Joshua Wells Fargo Clearing Services, LLC Country Capital Management… [read post]
2 Oct 2018, 5:40 am
Robin Lomont Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Shawn Palmer LPL Financial LLC Woodbury Financial Services, Inc Somning Pheth Wells Fargo Clearing Services, LLC Wells Fargo Bank NA Phillip Schreiner Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
14 Jun 2018, 9:17 pm
The commission voted to waive civil fines levied against 33 candidates and political committees by Merrill’s office. [read post]
21 Dec 2017, 10:30 am
Donald Trump, for example, said that he only lost the national popular vote due to millions of illegal votes. [read post]
8 Sep 2017, 5:05 am
Jim Merrill pleaded guilty to using his office for personal profit, resigned his seat in the Legislature, and was sentenced to one year of probation. [read post]
29 Jun 2017, 9:30 pm
Supreme Court announced that it will hear oral arguments later this fall in a lawsuit challenging President Donald Trump’s travel ban executive order. [read post]
3 Mar 2017, 2:00 am
Donald Etherton was injured in a rear-end car crash. [read post]
13 Jan 2017, 6:45 am
Some in Clinton’s campaign blamed Comey’s actions for halting her momentum shortly before the election and helping in Donald Trump’s presidential victory. [read post]
30 Dec 2016, 6:14 am
The Donald J. [read post]
23 Dec 2016, 6:47 am
Donald Trump Is Holding a Government Casting Call. [read post]
21 Dec 2016, 6:14 am
Jim Merrill Indicted in S.C. [read post]
19 May 2016, 4:06 am
And at the Knowledge Center, Lisa Soronen weighs in on Monday’s decision in Merrill Lynch v. [read post]
11 Aug 2015, 5:59 am
David StevensonCase Number: 15-cv-03528 (United States District Court for the District of New Jersey)Case Filed: May 26, 2015Qualifying Judgment/Order: May 29, 2015 6/30/15 9/28/15 2015-63 In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch Professional Clearing Corporation Administrative Proceeding File No.: 3-16567 Case Filed: June 1, 2015 Qualifying Judgment/Order: June 1, 2015 6/30/15 9/28/15 2015-62 SEC v. [read post]
