Search for: "Downing et al. v. Securities and Exchange Commission et al"
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16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
19 May 2022, 12:10 pm
Jarkesy, Jr., et al. v. [read post]
10 Feb 2021, 10:55 am
In Chong et. al. v. [read post]
14 Nov 2024, 9:01 pm
Securities and Exchange Commission (the “SEC”) and the regulation of asset managers more generally. [read post]
7 Aug 2007, 11:03 am
Chandler, et al. v. [read post]
4 Jun 2012, 7:53 pm
Connecticut Retirement Plans and Trust FundsDocket: 11-1085Issue(s): (1) Whether, in a misrepresentation case under Securities and Exchange Commission Rule 10b-5, the district court must require proof of materiality before certifying a plaintiff class based on the fraud-on-the-market theory; and (2) whether, in such a case, the district court must allow the defendant to present evidence rebutting the applicability of the fraud-on-the-market theory before certifying a… [read post]
10 Oct 2009, 2:36 pm
Guttenberg, et al., C.A. [read post]
14 Nov 2024, 9:05 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
23 Jul 2018, 1:02 pm
McDonnell et al., 1:18-cv-00361 (E.D.N.Y. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
29 Oct 2007, 9:41 pm
Board of Trade of the City of New York, et al. [read post]
8 Aug 2011, 2:00 am
In this memo, Practice Center Contributor Stan Keller discusses what might happen now: With the United States Court of Appeals for the District of Columbia Circuit having struck down Rule 14a-11 in Business Roundtable et al v. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
14 Mar 2025, 1:07 pm
Chien, et, al., C.A. [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
9 Nov 2014, 6:46 pm
The Commission is a body created under the Sentencing Reform Act of 1984 (Act), as amended, 18 U.S.C. 3551 et seq. (1982 ed., Supp. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
