Search for: "Duke Investments, LLC"
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1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
10 Aug 2018, 6:11 am
Posted by Sean Barry, Equilar, Inc., on Thursday, August 9, 2018 Tags: Board dynamics, Board oversight, Board performance, Boards of Directors, Director qualifications, Management, Overboarding, Tech companies Cash America and the Structure of Bondholder Remedies Posted by Marcel Kahan (NYU) and Mitu Gulati (Duke University), on Thursday, August 9, 2018 Tags: Bondholders, Bonds, Covenants, Debt… [read post]
10 Jan 2011, 5:00 am
AT&T Mobility LLC v. [read post]
16 Jun 2017, 6:19 am
Kanzer, Domini Impact Investments LLC, on Thursday, June 15, 2017 Tags: CHOICE Act, Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Financial CHOICE Act of 2017 Posted by H. [read post]
7 Jun 2022, 3:50 am
Burns LLC Andrew Park, Senior Policy Analyst – Hedge Funds and Private Equity, Americans for Financial Reform Dr. [read post]
11 Jun 2020, 3:55 am
Aurelius Investment, LLC, in which the court upheld the structure of Puerto Rico’s Financial Oversight and Management Board, “no justice took issue with the 1st Circuit’s application of the de facto officer doctrine. [read post]
3 Mar 2017, 6:16 am
Berman, Vinson & Elkins LLP, on Saturday, February 25, 2017 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Cybersecurity, Duty to inform, FCPA, Financial advisers, Private equity, Private funds, SEC, SEC enforcement, Securities enforcement, Securities regulation Should Mutual Funds Invest in Startups? [read post]
25 Sep 2007, 10:39 pm
(later Iridium LLC), which was owned by private investors. [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
30 Jun 2011, 9:47 am
Dukes, No. 10-277. [read post]
20 Jun 2011, 9:04 am
Dukes, No. 10-277. [read post]
15 Mar 2013, 1:29 pm
Dukes, 131 S. [read post]
26 Mar 2021, 6:09 am
Equality Metrics Posted by Veronica Root Martinez (Notre Dame) and Gina-Gail Fletcher (Duke University), on Friday, March 19, 2021 Tags: Corporate Social Responsibility, Disclosure, Diversity, ESG, Institutional Investors, Securities regulation, Shareholder activism SEC Announces It Will Aggressively Scrutinize Issuers’ Climate Change Disclosure Posted by Marc E. [read post]
24 Apr 2019, 12:40 pm
The 15 individuals are: Daniel Broyles Michael Duke Richard Bohnsack Charles Davis Joel Duncan Mark Parman Paula Saccomanno William Roth Billy Ray Statham, Jr. [read post]
24 Aug 2012, 6:48 am
Dukes, 131 S. [read post]
25 Apr 2013, 3:06 am
Pacific Investment Management LLC and the Second Circuit in Denney v. [read post]
27 Sep 2019, 2:49 am
Windy City Innovations, LLC, Nos. 2018-1400 et al. [read post]
12 Oct 2011, 2:00 am
Funny, Judy Woodruff (an undergraduate classmate of mine back at Duke, by the way) didn't blink an eye. [read post]
20 Nov 2008, 8:29 pm
Alex Brill is CEO of Matrix Global Advisors, LLC, and a research fellow at the American Enterprise Institute. [read post]
3 May 2021, 8:00 am
In 2019, CFIUS, which reviews foreign investments in sensitive U.S. companies for national security risks, initiated a review of Chinese company Beijing Kunlun Tech’s 2016 and 2018 investments into dating app Grindr. [read post]
