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17 Mar 2010, 7:33 am
Treasury, the Fed, and the rest of the crew are stacked with economists, bankers, and lawyers focused on banking law.But one of the obvious lessons of the past two years is that there really is no such think as a unique universe of "banking" or banking law in a world where GMAC and E-Trade are offering home loans, people in the Netherlands have passbook accounts in Reykjavik, and seemingly simple online banks have $26 billion derivatives portfolios (table 1, here). [read post]
24 Feb 2021, 2:55 am
A minimum tax on the book income of large corporations would target gaps between financial and taxable income that generally exist because the rules for taxation differ from standards for reporting income to shareholders. [read post]
17 Feb 2021, 12:58 pm
Tavel was also providing investment advice through Charter Advisory Corporation, an SEC-registered Investment Adviser, as well as providing tax services and insurance products through Tavel Insurance & Financial Services, LLC. [read post]
21 Sep 2018, 2:32 pm
” Continue reading The post World Tree Financial, Wesley and Priscilla Perkins, Cherry-Picked Certain Securities Trades According to SEC Lawsuit appeared first on Investor Lawyers Blog. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
25 Feb 2009, 8:00 am
EXECUTIVE COMPENSATION AND CORPORATE GOVERNANCE. [read post]
13 Feb 2008, 7:47 am
According to a media report, the SEC sent dozens of "no action" letters to number of public companies, including Bear Stearns, JPMorgan Chase & Co., E-Trade Financial, Croghan Bancshares and Kellwood Co., that the agency will not stand in the way of companies that deny shareholders from recommending various proxy proposals. [read post]
29 Oct 2008, 12:14 pm
As of June 30, 2008, shareholders at only a few companies have actually approved say-on-pay proposals, including Apple Inc., PG&E Corporation, Tech Data Corporation, Motorola, Inc., Lexmark Internaitonal Inc., H&R Block, Inc., Ingersoll rand Company, Limited, The South Financial Group, and Alaska Air Group, Inc. [read post]
11 Dec 2023, 1:18 pm
An “Inactive Entity” is an entity that: (A) was in existence on or before January 1, 2020; (B) is not engaged in active business; (C) is not directly or indirectly owned by any foreign person; (D) has not had any change in ownership in the preceding 12 months; (E) has not sent or received funds in an amount greater than $1,000, either directly or through any financial account in which the entity or any affiliate of the entity had an interest, in the preceding 12… [read post]
15 Jan 2021, 6:45 am
Today, Goodwins’ main areas of work are in Corporate & Commercial Law, Legislative Drafting, Insurance, and Financial Services, Capital Markets, Infocomms Technology & E-Commerce, International Development & Transactions, Estates and Trusts, ADR, Mediation & Mediation Advocacy, Litigation and Arbitration, Competition/Antitrust, Clinical Trials and Healthcare, and Real Property. [read post]
23 May 2013, 7:00 am
For several years clients have been approaching us with typical Panama corporation Articles of Incorporation, accompanied with a typical Class A business license (in Spanish "Aviso de Operacion") claiming that this is a "financial services company". [read post]
16 Apr 2024, 12:26 pm
The Corporate Transparency Act (“CTA”) was implemented as of January 1, 2024, to combat illicit financial activities. [read post]
17 Apr 2017, 1:26 pm
This article considers the corporate social responsibilities of financial institutions, including sovereign wealth funds, for the conduct of their borrowers. [read post]
9 Jul 2010, 6:00 am
RAFSA covers, among other things, a broad range of issues relating to the financial industry as well as issues relating to publicly traded companies not limited to the financial industry. [read post]
6 Nov 2006, 6:46 am
Lawrence E. [read post]
14 Sep 2009, 5:00 am
We are discussing The Role of Stock Exchanges in Corporate Governance, a report issued by the OECD. [read post]
8 Aug 2022, 2:29 pm
The hot topic in the financial press, the corporate world, and the legal arena these days is “ESG. [read post]
21 Sep 2017, 6:05 am
” In its advisory, FinCEN noted that “[e]xport businesses in South Florida that specialize in sending goods to Venezuela are particularly vulnerable to trade-based money laundering (TBML) schemes. [read post]
26 Aug 2009, 4:46 am
Amy Sinden (Temple University - James E. [read post]
6 Aug 2018, 8:38 pm
Or is the corporation merely property, a complex commodity? [read post]
