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5 Sep 2007, 6:32 am
[5] Press Release, Midwest Air Group, Inc., Midwest Air Group Board Executes Definitive Merger Agreement with TPG Capital (Aug. 17, 2007), [phx.corporate-ir.net] (hereinafter Press Release, Definitive Merger Agreement). [read post]
20 Jun 2008, 3:33 pm
., 55, Irving, Texas, President of Prestige Capital Corporation, which did business as Farrington Mortgage Group, Farco Construction, Inc., and EFC Investments, LLC, which also did business as EFC Management Company. [read post]
1 Dec 2020, 7:41 am
(n/k/a Iovance Biotherapeutics, Inc.), and executives violated the federal securities laws by purportedly making false and misleading statements regarding Lion. [read post]
30 Aug 2019, 8:25 am
According to SEC filings, uBiome Inc. filed aForm D to raise capital from investors in 2016. [read post]
15 Dec 2021, 6:04 am
(IRT) appeared first on The White Law Group. [read post]
7 Jan 2020, 8:30 am
Prior to joining Dawson James Securities in 2012, Armstrong worked for Aurora Capital LLC and Westpark Capital, Inc. [read post]
20 Apr 2023, 12:45 pm
If you are concerned about your investments with RBC Capital, please call the White Law Group. [read post]
23 Sep 2008, 10:52 pm
FBI is investigating Fannie Mae, Freddie Mac, Lehman Brothers Holdings Inc. and American International Group Inc. as well as 26 other financial institutions for possible accounting misstatements.FBI is also investigating executives of those corporations as part of a probe into the collapse of the subprime-mortgage market, a senior law- enforcement official said tonight.The Securities and Exchange Commission is also investigating the companies for civil… [read post]
23 Mar 2022, 9:44 am
The post New York Broker Marc Reda, Spartan Capital, Charged with Churning Clients’ Accounts appeared first on The White Law Group. [read post]
24 Apr 2015, 10:46 am
-Based Pacific West Capital Group Charged With Fraud in Sale of Life Settlement InvestmentsLos Angeles-based Pacific West Capital Group Inc. and its owner have been charged with fraud in the sale of “life settlement” investments.Oregon-Based Defense Contractor Charged With FCPA ViolationsOregon-based FLIR Systems Inc. has been charged with violating the Foreign Corrupt Practices Act (FCPA) by financing what an employee termed a… [read post]
22 Apr 2021, 6:15 am
One issue that may be costing the firms is the sale of GPB Capital Holdings private placements, which recently was charged with running a Ponzi-like scheme and had three of its senior executives arrested. [read post]
6 Jan 2020, 12:00 pm
The other co-managers for the offering were AltaCorp Capital Inc., Beacon Securities Limited, Bryan, Garnier & Co Ltd, Cormark Securities Inc., Eight Capital, GMP Securities L.P., Laurentian Bank Securities Inc., PI Financial Corp., and Roth Capital Partners, LLC. [read post]
11 Feb 2013, 9:33 am
On December 19, 2012 the board of directors of Dividend Capital appointed Jeffery L Johnson as Chief Executive Officers and announced the resignation of Guy M Arnold. [read post]
20 Jun 2017, 7:31 am
The findings also stated that in transactions for or with a customer, the firm failed to execute a customer order fully and promptly. [read post]
23 Nov 2010, 5:00 am
He has served as a member of the board of directors of UST Inc., Foster Wheeler AG, and AT&T Capital. [read post]
20 Aug 2010, 4:43 am
A recent Securities and Exchange Commission filing by the chief executive of China Fire & Security Group Inc. [read post]
5 Aug 2019, 7:56 am
About Navigant Navigant Consulting, Inc. [read post]
19 Dec 2013, 5:44 am
Giordano was registered with Capital Investment Group from September 1992 until his termination on June 20, 2012. [read post]
18 Sep 2018, 3:37 am
A venture capital company and the independent manager of a limited liability company were permitted to correct a questionable vote and use a written consent to terminate one of the founders as manager of a group of holding companies. [read post]
13 Oct 2013, 9:00 pm
As a result of the 2008 global financial crisis and huge exposures to subprime real estate mortgages incurred by one its non-insurance subsidiaries, American International Group, Inc. [read post]
