Search for: "FINANCIAL SERVICES ROUNDTABLE"
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28 Sep 2009, 3:55 pm
On Sept. 29-30, the SEC will host a one and a half day roundtable to solicit the views of investors, issuers, financial services firms, self-regulatory organizations and the academic community regarding securities lending and short sales. [read post]
31 Jul 2020, 7:40 am
The gathering of feedback, both through the roundtable and through the recently-announced request for information, make it clear that the Bureau is carefully considering what guidance it can provide, and what other actions it can take, to promote the availability of financial services to LEP consumers, both in terms of making products available to them in the first instance and with respect to the servicing of existing credit products. [read post]
9 Dec 2022, 7:31 am
This Policy Statement sets out the government’s approach to repealing and replacing retained EU law on financial services in order to deliver a regulatory model based on the Financial Services and Markets Act 2000 (FSMA). [read post]
27 Jul 2007, 5:18 am
IOSCO Roundtable on Audits Examines Fraud Detection and LiabilityParticipants at a recent IOSCO roundtable on public company audits agreed that the current certification is not entirely adequate. [read post]
24 Sep 2008, 4:33 am
"We support the bill, but we are opposed to provisions on executive pay," said Scott Talbott, senior vice president for government affairs at the Financial Services Roundtable, a trade group. [read post]
6 Jan 2012, 5:01 pm
The Section on Financial Institutions and Consumer Financial Services will have a record four events at this weekend's Association of American Law Schools Annual Meeting in Washington, DC. [read post]
25 Mar 2011, 9:06 am
In the joint letter, the Financial Services Roundtable and the American Bankers Association said that the costs to the banking and financial services industry of preventing and detecting data breaches, and notifying customers when their information is at risk of misuse, is already huge. [read post]
27 Apr 2017, 6:22 am
The modified version of the legislation, CHOICE Act 2.0, released by House Financial Services Committee Chairman Jeb Hensarling (R-TX), is mostly known for proposing major financial regulatory reforms. [read post]
30 Nov 2020, 4:00 am
For our financial services clients interested in monitoring important federal and state legal developments, Ballard Spahr has launched a comprehensive, national tracking service designed to serve the needs of specific segments of the consumer financial services industry. [read post]
9 Jun 2013, 10:24 pm
The TTIP has the potential to substantially boost economic growth and create U.S. jobs.Given the critical role that financial services plays in both the U.S. and E.U. economies, and the continuing prevalence of transatlantic barriers and insufficient regulatory coherence in the sector, said the Roundtable, the United States should include financial services market access and regulatory cooperation issues in the negotiations. [read post]
12 Jul 2011, 2:17 pm
This post comes to us from Lawrence Baxter (Duke University School of Law) as part of our Roundtable on Teaching Banking Law/Financial Institutions. [read post]
1 Mar 2012, 11:54 am
He also is a member of the Consumer Bankers Association Lawyers Committee and the Financial Services Roundtable’s CFPB Workgroup. [read post]
29 Sep 2009, 10:51 am
On Sept. 16, 2009, Compliance Week and Navigant Consulting presented an exclusive editorial roundtable about compliance practices at financial services firms at The Mandarin Oriental Hotel in Boston. [read post]
20 Aug 2014, 2:14 pm
MishkinThe Financial Services Roundtable has launched as multimedia campaign to challenge the CFPB’s proposal to expand the consumer complaint data that it publicly discloses to include complaint narratives. [read post]
29 Oct 2009, 9:05 pm
The Kelowna General Hospital Foundation Advisor's Roundtable will be presenting free financial and estate planning seminar on Thursday, November 5, 2009 from 3:30 pm to 5:00 pm at the Missionwood Retirement Resort, 1075 Barnes Avenue, Kelowna, British Columbia.I will be speaking on powers of attorney and representation agreements.Laurie Bartley, financial planner, of Canaccord Financial Services Ltd. will also be giving a talk. [read post]
3 May 2013, 12:04 pm
To assist debt collectors, debt buyers and creditors in responding to documentation-related challenges and in preparing for their first CFPB exams, Ballard Spahr’s Consumer Financial Services Group has created a Collection Documentation Task Force that conducts extensive audits of collection procedures and counsels on best documentation practices. [read post]
9 Oct 2009, 5:58 am
Andrea Unterberger Assistant General Counsel, Corporation Service Company Director, CSC Media John C. [read post]
27 May 2012, 11:00 am
At a roundtable discussion that included officials from top federal agencies, Ocwen Loan Servicing discussed its efforts at mortgage loan modifications in Miami and beyond. [read post]
1 Oct 2007, 10:00 am
On Thursday of last week, the House Committee on Financial Services held hearings on the SEC's access proposal. [read post]
30 Aug 2016, 3:38 pm
The Roundtable is not affiliated with any EB-5 industry organization, regional center, offeror of EB-5 securities or job-creating recipient of EB-5 funds, and it receives no outside financial contributions. [read post]
