Search for: "FISHER ASSET MANAGEMENT" Results 21 - 40 of 106
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15 Nov 2020, 6:04 pm
When one spouse loses capacity, the other when acting as attorney may be placed in a conflict of interest by virtue of the fact that the management of the now incapacitated spouse’s assets may benefit the capacitated spouse who is the attorney. [read post]
30 Oct 2020, 6:01 am
Compensation Policies and the COVID-19 Pandemic Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, October 29, 2020 Tags: Bonuses, COVID-19, Executive Compensation, Incentives, Institutional Investors, Pay for performance, Proxy advisors, Say on pay, Shareholder voting Engaging with Wellington Management Company Posted by Krystal Berrini, PJT Camberview, on Thursday, October 29, 2020 … [read post]
13 Aug 2020, 9:05 pm by Max Masuda-Farkas
Microsoft released a statement announcing that it is moving ahead with discussions to acquire TikTok’s North American business assets but will conduct a full security review to address the concerns the Trump Administration has raised. [read post]
31 Jul 2020, 6:02 am
Elovitz, Schulte Roth & Zabel LLP, on Monday, July 27, 2020 Tags: Conflicts of interest, Disclosure, Hedge funds, Investment advisers, Investor protection, OCIE, Private equity, Risk, SEC, SEC enforcement, Securities regulation Five Key Points About the DOL’s New Fiduciary Rule Posted by Karen Shriver, Greg Nowak and Michael Crumbock, Troutman Pepper, on Tuesday, July 28, 2020 … [read post]
6 Mar 2020, 6:51 am by Shannon O'Hare
SECURITY AND TRUSTS/ AGENCY Security trusts are commonly used in UK financing arrangements, with the security trustee holding security over an obligor’s assets on behalf of the lenders from time to time, thereby removing the need to re-register security in conjunction with every transfer by a lender. [read post]
8 Jul 2019, 10:25 am by Lax & Neville LLP
  The Receiver alleged that Interactive Brokers, Fisher, and Osiris Fund defrauded approximately 72 investors out of approximately $6.5 million. [read post]
14 May 2019, 10:46 am by Rebecca Tushnet
  And the overlays are different digital assets. [read post]
10 Jan 2019, 9:30 pm by Bobby Chen
They proposed that regulators account for sustainability issues when managing risk and encouraged regulators and banks to exchange information to understand environmental effects of financial policy. [read post]
13 Nov 2018, 6:41 am
In recent decades, private equity has become an important asset class for institutional investors. [read post]
16 Jun 2018, 1:49 pm by Staff Attorney
Current Arete Wealth Management, LLC (Arete Wealth) broker Alvery Bartlett (Bartlett) has been subject to three customer complaints. [read post]
7 May 2018, 8:00 am by Michelle Maiese
Fisher, Ury, and Patton distinguish between positional bargaining , which is competitive, and interest-based bargaining or principled negotiation, which is primarily cooperative. [read post]
6 Feb 2018, 8:02 am by Renae Lloyd
A UIT is a type of fund that is a mix between an actively managed fund and a fixed portfolio of income-producing securities that is purchased and held to maturity. [read post]
22 Jan 2018, 8:58 am by scottgaille
  ExxonMobil and ConocoPhillips refused, and as a result, their assets were expropriated. [read post]
22 Oct 2017, 9:01 pm by Tamar Frankel
” The use of the assets taken and the importance of bringing them back differ. [read post]
25 Sep 2017, 4:00 am by Sharon D. Nelson and John W. Simek
A blockchain functions as a decentralized database that is managed by computers belonging to a peer-to-peer (P2P) network. [read post]
20 Jul 2017, 6:27 am
Two or three decades ago, the industry was dominated by small asset managers primarily offering active portfolio management services. [read post]