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10 Oct 2012, 11:09 am
” That requirement, the Court reasoned, “does not apply to section 78u-6(h)(1)(A). [read post]
26 Jul 2019, 6:14 am
.) -- holding that statute’s “foreseeable harm” standard “does impose an independent and meaningful burden on agencies” and rejecting “generic, across-the-board articulations of harm provided by the EPA as to a broad range of document types -- that "[r]elease of the withheld information would discourage open and frank discussion" and "have a chilling effect on the Agency's decision-making processes," -- does not… [read post]
4 Feb 2024, 9:01 pm
Subsidiaries with listed securities should therefore adopt a clawback policy as soon as practicable, particularly since the deadline to adopt a policy passed on December 1, 2023. [read post]
24 Jan 2018, 8:41 am
” Similarly, “[A] person does not become a whistleblower just by advising his colleagues about their own disclosure obligations and then doing nothing when they fail to follow his advice. [read post]
27 Apr 2011, 8:28 am
The Dodd-Frank Act defines the term “private fund” to mean an issuer that relies on Section 3(c)(1) or 3(c)(7) of the Investment Company Act. [read post]
17 Apr 2011, 12:23 pm
Executives should benefit when their company does well said the Senators, and, if they are allowed to hedge, it takes their company out of the equation, permitting them to profit regardless and encouraging excessive risk-taking.Section 956(b) of Dodd-Frank requires the SEC and other federal regulators to adopt regulations prohibiting any types of incentive-based payment arrangement that they determine encourages inappropriate risks by covered financial institutions, which includes… [read post]
21 Sep 2016, 8:10 am
It's as follows:October 24– Robert Frank, Cornell University. 5 short pieces: (1) Why Has Inequality Been Growing? [read post]
6 Aug 2022, 12:18 pm
Doe, 530 US 290 (2000); Wallace v. [read post]
20 Sep 2010, 4:28 am
Here's the schedule by provision: 1. [read post]
30 Jun 2009, 6:57 pm
1. [read post]
17 Oct 2016, 11:32 am
Papers should shortly become available online, but in any event we'll be sending them out in weekly emails to all who ask to be put on the email distribution list.The schedule is as follows:October 24 – Robert Frank, Cornell University. 5 short pieces: (1) Why Has Inequality Been Growing? [read post]
17 Jun 2014, 4:56 am
” With all due respect to one of the brightest and most gifted appellate judges in the country, how does he (or his colleagues) know that? [read post]
28 Nov 2012, 7:30 am
Florida Statute 61.30(2)(a) provides a list of what gross income is, but does not limit the income to the following: 1. [read post]
28 Nov 2012, 7:30 am
Florida Statute 61.30(2)(a) provides a list of what gross income is, but does not limit the income to the following: 1. [read post]
27 Nov 2017, 4:35 pm
§ 5491(b)(5)(B).Case 1:17-cv-02534 Document 1 Filed 11/26/17 Page 2 of 9 3JURISDICTION AND VENUE1. [read post]
27 Nov 2017, 4:35 pm
§ 5491(b)(5)(B).Case 1:17-cv-02534 Document 1 Filed 11/26/17 Page 2 of 9 3JURISDICTION AND VENUE1. [read post]
26 Jul 2010, 12:05 pm
Preemption: Dodd-Frank establishes a new preemption standard for national banks and federal thrifts. [read post]
13 Nov 2021, 4:48 am
Weisman, 505 U.S. 577 (1992).5. [read post]
24 Jul 2010, 5:00 am
" The provision invites but does not require the Commission to consider exempting certain classes of smaller companies from the requirement. [read post]
24 Nov 2020, 10:53 am
., which does business as Frank Financial Aid, warning the company that advertising and marketing, including on its website, may be misleading consumers about pandemic-related relief in the form of grants available to postsecondary students and a cash advance product offered by the company, in violation of Section 5 of the FTC Act. [read post]
