Search for: "FRANK MASSEY" Results 21 - 40 of 59
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12 Dec 2011, 10:50 am by Marcia Narine
Walmart announced in its 10-Q that based upon a compliance review and other sources (Dodd-Frank whistleblowers maybe?) [read post]
2 Nov 2011, 10:59 pm by JD Hull
Massey Coal Company (June 8, 2009), the Court ruled last year that a West Virginia judge should indeed have disqualified himself from hearing an appeal of a $50 million jury verdict against an a coal company because its CEO had been a major campaign donor. [read post]
22 Jun 2011, 7:32 am by velvel
Massey Coal Co., Inc., 556 U.S. ___ (2009). [read post]
3 Jun 2011, 6:00 am by Kara OBrien
1) The D&O Diary: In a Must-Read Opinion, Delaware Court Rejects Bid to Block Massey Merger - On June 1st Alpha Natural Resources completed its $7.1 billion acquisition of Massey Energy Company despite last minute efforts by groups of Massey shareholders proceeding in West Virginia and Delaware courts to try to enjoin the transaction. [read post]
18 Apr 2011, 1:19 pm by James Hamilton
In a letter to David Massey, Deputy Securities Administrator of the North Carolina Securities Division, and President of the North American Securities Administrators Association, Robert Plaze, Associate Director in the Division of Investment Management said that the delay, if it occurs, will be intended to give hedge fund and private equity fund advisers the time they need to register and come fully into compliance with the obligations applicable to them once they are registered with the… [read post]
13 Feb 2011, 7:58 am by Timothy P. Flynn
So much cocaine, it literally stunk-up a courtroom in the Frank Murphy Hall of Justice; Judge Mary Waterstone's courtroom.The case was so huge, Judge Waterstone feared her courtroom, and the cast of characters surrounding it, would be overwhelmed. [read post]
13 Feb 2011, 7:29 am by Timothy P. Flynn, Esq.
So much cocaine, it literally stunk-up a courtroom in the Frank Murphy Hall of Justice; Judge Mary Waterstone's courtroom.The case was so huge, Judge Waterstone feared her courtroom, and the cast of characters surrounding it, would be overwhelmed. [read post]
19 Jan 2011, 12:28 pm by John Jascob
We agree and also concur with the GAO’s recommendation that the SEC and state regulators work together on financial planning issues involving investment advisers,” Massey said in a news release yesterday following the GAO's issuance of the report.Section 919C(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act) required the Comptroller General to conduct a study evaluating the effectiveness of existing laws and regulations designed to protect… [read post]
9 Dec 2010, 7:19 am by Ted Allen
As required by the Dodd-Frank Act, the Securities and Exchange Commission is preparing to propose new disclosure rules that address “conflict minerals,” mine safety, and resource extraction payments. [read post]
8 Nov 2010, 5:25 pm by John Jascob
Accordingly, NASAA has urged the SEC to adopt a test requiring that, in addition to satisfying the current income requirements for natural persons, the investor must have at least $1,000,000 in investments to qualify as an accredited investor.NASAA also urged the SEC to clarify the recent staff interpretation concerning the exclusion of the value of an investor's primary residence from the calculation of the investor's net worth, as mandated by the Dodd-Frank Wall Street Reform… [read post]
8 Oct 2010, 2:14 pm by Roshonda Scipio
Massey and Magaly Sánchez R.Massey, Douglas S.New York : Russell Sage Foundation, c2010.ImmigrationF548.9.S75 M37 2010¡Marcha! [read post]
23 Sep 2010, 7:33 am by John Jascob
Massey, who serves as Deputy Securities Administrator of the North Carolina Securities Division, will take office as NASAA's President next week during the organization's Annual Conference in Baltimore. [read post]
9 Sep 2010, 8:00 am by law shucks
Mining the filings at Newmont, Massey & more… | footnoted.com – When we say Dodd-Frank is going to provide boatloads of billable hours and laughs, this is what we're talking about. [read post]
3 Sep 2010, 7:04 am by Theo Francis
Other mining companies have been doing it since the Dodd-Frank act was signed into law in late July. [read post]