Search for: "Fidelity Financial Services Incorporated"
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4 Dec 2019, 2:00 am
Amy Philbrook is the Head of Diversity and Inclusion at Fidelity Investments, a provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, and other financial products and services to more than 26 million individuals, institutions, and financial intermediaries. [read post]
3 Jul 2019, 4:06 am
That announcement was followed by the news in March that Fidelity Information Services Inc. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
6 Oct 2018, 1:00 am
That’s has been the way I’ve set up everything around my life, the way that I do my legal practice, my financial services practice, this tech conference that I do. [read post]
16 Aug 2018, 8:04 pm
Very recently, Professor Xu Zhangrun (许章润) Professor of Jurisprudence and Constitutional Law at Tsinghua University, posted an essay, "Our current fears and expectations" (我们当下的恐惧与期待). [read post]
16 Feb 2018, 3:00 am
TD Ameritrade, Charles Schwab, and Fidelity are three of the more commonly used custodians. [read post]
18 Jan 2018, 8:47 am
I am happy to announce the publication of "The Human Rights Obligations of Stet-Owned Enterprises: Emerging Conceptual Structure and Principles in National and International Law and Policy," which appears in the Vanderbilt Journal of Transnational law 50(4):827-888 (2017). [read post]
7 Dec 2017, 9:09 am
The ideological battles of the 1950s-1990s made its incorporation into the political order (as law) at best contingent and partial. [read post]
4 Jun 2017, 7:51 pm
These recommendations and challenges suggest that issues of corporate personality, of sovereign immunity, of asset partition, and of the mania for compartmentalization that marks certain approaches to global economic and financial regulation may well hobble the work of embedding human rights within the operation of states as owners and SOEs as public enterprises. [read post]
17 Apr 2017, 5:27 am
But, if you don’t have the financial resources, you are again screwed. [read post]
Ruminations 66/Democracy Part 37: "Las Ideas no se Matan;" Thoughts on the Death of Fidel Castro Ruz
26 Nov 2016, 8:27 pm
In a sense Fidel Castro had died many years before--only his body lingered. [read post]
22 Nov 2016, 2:04 pm
The role of financial institutions: participants will take a closer look at how human rights intersect with capital markets and explore the responsibility of financiers to drive respect. [read post]
5 Sep 2014, 5:00 am
We formed a three-person teaching team: Margaret Hagan, a legal designer based at Stanford’s d.school; Alex Gavis, in-house counsel at Fidelity Investments with expertise in consumer and financial regulations and product design; and Kursat Ozenc, an interaction designer trained at Carnegie Mellon’s Design School and working at Autodesk. [read post]
5 Sep 2014, 5:00 am
We formed a three-person teaching team: Margaret Hagan, a legal designer based at Stanford’s d.school; Alex Gavis, in-house counsel at Fidelity Investments with expertise in consumer and financial regulations and product design; and Kursat Ozenc, an interaction designer trained at Carnegie Mellon’s Design School and working at Autodesk. [read post]
10 May 2014, 1:37 pm
In 2012, OHCHR issued an Interpretive guide to the corporate responsibility to respect human rights: see HR/PUB/12/02; Opinion issued by OHCHR in response to a request regarding the Guiding Principles and the financial sector; Opinion issued by OHCHR in response to letters regarding the Porgera remediation framework; Advice to the OECD on the application of the Guiding Principles to the financial sector). [read post]
11 Jul 2013, 6:19 pm
In the face of recent financial upheavals, Cuba is seeking to liberalize its approach to economic organization, but in a way that would retain a state monopoly of the use of the corporate form while opening a small and well-managed consumer oriented private sector. [read post]
1 Aug 2012, 5:51 am
Berkery, Chairman, UBS Bank & Vice Chair, Wealth Mgmt., UBS Financial Services Inc. [read post]
5 Dec 2011, 12:53 pm
For example, in the 2004 Fidelity Brokerage Services LLC case, pre-announced inspections resulted in employees altering and destroying documents, among other things. [read post]
4 Oct 2011, 8:48 pm
The Third Arbitration Trilogy: Stolt-Nielsen, Rent-A-Center, Concepcion and the Future of American Arbitration American Review of International Arbitration, 2012Thomas Stipanowich Pepperdine University School of Law Abstract: For the third time in the modern era, a triad of key Supreme Court decisions represents a milestone in American arbitration. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA… [read post]
