Search for: "Financial Consulting and Trading International, Inc."
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10 Nov 2023, 1:35 pm
The Internal Revenue Service announced the 2024 HFSA, MSA and other a multitude of other adjustments likely to impact 2024 benefit elections, withholding and other tax planning for workers in Rev. [read post]
9 Nov 2023, 1:48 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
9 Nov 2023, 1:07 pm
The Internal Revenue Service announced the 2024 HFSA, MSA and other a multitude of other adjustments likely to impact 2024 benefit elections, withholding and other tax planning for workers in Rev. [read post]
5 Nov 2023, 3:10 pm
On June 11, 2015, DADS submitted a Breach Notification Report (“Report”) notifying OCR that on April 21, 2015 names, addresses, social security numbers, treatment information and other electronic protected health information (“ePHI”) of 6,617 individuals was viewable over the internet when a software coding flaw allowed prohibited access to ePHI with access credentials when DADS moved an internal application from a private, secure server to a public server. [read post]
24 Oct 2023, 9:01 pm
Those of you who work in the compliance function are leaders inside your organization and through proactive internal engagement you will be better prepared to discharge your duties. [read post]
3 Oct 2023, 9:01 pm
The Company agreed to pay a $1.65 million civil penalty to settle the SEC’s claims and to retain an independent compliance consultant to test, assess and review the Company’s internal accounting and financial reporting controls. [read post]
11 Sep 2023, 2:36 am
Potential Lawsuits to Recovery Financial Losses Non-traded REITS are considerably more complex than traditional investments and usually involve a high degree of risk. [read post]
27 Aug 2023, 7:49 pm
FINRA Censures and Fines Western International Securities November 2022 – The Financial Industry Regulatory Authority sanctioned Western International Securities for alleged supervisory failures regarding non-traded REITs. [read post]
24 Aug 2023, 11:18 am
In Boeing, plaintiffs were given access to over 44,000 internal documents containing 630,000 pages about Boeing’s oversight of airplane safety. [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
25 Jul 2023, 9:29 am
”Individual State & International Organization’s Ethics CodesSeveral individual state and international organizations also have their own code on this topic. [read post]
24 Jul 2023, 3:38 am
” The deadline to respond to this consultation is 12 September 2023. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
7 Jul 2023, 12:53 pm
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
6 Jun 2023, 7:49 am
(CRD#:38535), HENDERSON, NV, B, 05/18/2015 – 08/04/2015, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
24 May 2023, 6:37 am
To conceal the hush money payment, it was agreed that Cohen would make the payment to Daniels via a shell company (Essential Consultants), on the agreement that Trump would later reimburse Cohen. [read post]
14 May 2023, 9:01 pm
(n/k/a Edgio, Inc.) [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
1 May 2023, 7:18 am
" INTRINSIC WEALTH COUNSEL for "Financial planning; Investment advisory services," and INTRINSIK for "Business consulting services in the field of pharmaceuticals, food and health; business management services; business consulting services in the field of the environment; risk assessment services, namely, business risk assessment; risk management services, namely, business risk management," and for failing to provide a proper specimen of use, and… [read post]
20 Apr 2023, 1:20 pm
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
