Search for: "Fiscal Equity v. State"
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20 Jun 2023, 9:28 am
Because it was a fiscal session, the Louisiana Legislature enacted a number of key tax changes in the 2023 Regular Session that concluded on June 8, 2023. [read post]
14 Jun 2023, 7:59 pm
By Philip Won & Véronique Li, Senior Medical Device Regulation Expert —“Total Product Life Cycle Advisory Program or TAP pilot — the most exciting thing in MDUFA V. [read post]
24 Apr 2023, 7:00 am
In Brown v. [read post]
23 Apr 2023, 9:01 pm
In this context, I would note we have proposals with regard to securities lending,[6] short sale disclosures,[7] and large position reporting for securities-based swaps.[8] Further, the Financial Industry Regulatory Authority is working to enhance post-trade transparency in the fixed-income markets to facilitate greater competition.[9] I will take a moment to elaborate on our work regarding equity markets and private funds.[10] Equity Markets Given the 68 million American… [read post]
20 Apr 2023, 9:05 pm
Such quarterly disclosures state whether the issuer’s relevant officers or directors have traded in securities subject to the issuer’s buyback program within 10 business days before or after its announcement.[8] Shortcomings of the SEC’s Reforms The key shortcoming of the SEC reforms are the absence of prospective disclosure requirements with respect to the adoption of Rule 10b5-1 Trading Arrangements and other trading arrangements despite its stated purpose of… [read post]
6 Apr 2023, 9:55 am
” Bullard v. [read post]
29 Mar 2023, 11:06 am
PRC Race Suit According to EEOC’s complaint in EEOC v PRC Industries, Inc. [read post]
5 Mar 2023, 9:01 pm
Instead, each amount deducted or added pursuant to the pension value adjustments under Item 402(v)(2)(iii)(B)(1) or the equity award adjustments under Item 402(v)(2)(iii)(C)(1) must be disclosed in the footnote individually, to the extent applicable. [read post]
3 Mar 2023, 5:16 am
” To address the current state of affairs, regulation is needed. [read post]
16 Feb 2023, 10:25 am
"; and WHEREAS in Healy v. [read post]
15 Feb 2023, 7:38 am
Musto v. [read post]
1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
3 Jan 2023, 1:47 pm
(Please note that these figures reflect only federal court securities suit filings; state court securities suit filings are not included in the numbers and comparisons.) [read post]
2 Jan 2023, 3:30 am
The growing compensation spread within the shrinking equity partner ranks. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
14 Nov 2022, 11:30 am
United States v. [read post]
6 Nov 2022, 10:44 am
” Lloyd v. [read post]
14 Sep 2022, 9:07 pm
Bouie v. [read post]
8 Sep 2022, 3:34 pm
The Final Rules state that the Pay Versus Performance Disclosure will not be deemed to be incorporated by reference into any filing under either the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”) except to the extent that the issuer affirmatively does incorporate it by reference. [read post]
