Search for: "Frank Moody"
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22 Feb 2016, 5:00 am
These are the exact same deficiencies that caused the 2008 financial crisis, and that the Dodd-Frank Act was supposed to address. [read post]
17 Aug 2010, 11:50 am
The Dodd-Frank Act repealed Rule 436(g) under the Securities Act. [read post]
14 Feb 2012, 3:00 am
The Dodd-Frank reforms in America have already restricted or banned the use of credit ratings in some situations; a better response would be to allow more competition into the market. [read post]
10 Nov 2011, 2:55 pm
Thus far, it seems, Moody’s, S&P, and Fitch have managed to stay out of the spotlight. [read post]
19 Jan 2023, 7:03 am
Moody's and S&P dominate the market, and the rest are significantly smaller. [read post]
4 May 2011, 6:00 am
These private entities – such as Moody’s and Standard & Poor’s – rate the financial worthiness of companies that issue debt obligations, like mortgage-backed securities. [read post]
3 Dec 2013, 11:00 am
Frank Losdon, Co-founder NASB, quoted in G.A. [read post]
28 Mar 2013, 9:42 am
In a letter to SEC Chair Elisse Walter, House Financial Services Committee Chair Jeb Hensarling (R-TX) and Capital Markets Subcommittee Chair Scott Garrett (R-NJ) emphasized that the repriortization of SEC Dodd-Frank Act rulemaking to crafting regulations under Section 939F rather than completing the work under Section 939A would further entrench the status quo of the Big Three credit rating agencies rather than reforming their structures. [read post]
26 Jan 2015, 9:53 am
In Moody v. [read post]
3 Sep 2014, 9:18 am
The driver, Frank Orocho, 39, also of Lowell, was injured in the crash. [read post]
15 Jul 2010, 12:44 pm
Best Company, Inc., Moody’s Investors Service, Inc., and Standard & Poor’s Ratings Service. [read post]
8 Sep 2010, 5:00 am
” Dodd-Frank Wall Street Reform and Consumer Protection (Dodd-Frank) Act, Pub. [read post]
2 Sep 2010, 1:39 pm
" The report stems from an investigation into whether Moody's Investor Service, Inc. violated federal registration or antifraud provisions. [read post]
19 May 2011, 8:52 am
” Moody’s spokesman Michael Adler said the credit rater is committed to implementing the Dodd-Frank requirements. [read post]
3 Sep 2010, 5:00 am
Gorman in SEC Actions The Moody’s Investors Services, Inc. [read post]
28 Jan 2020, 6:00 am
Cost is also a barrier to entry, including costs associated with complying with the statutory provisions of the Rating Agency Act and the Dodd-Frank Act. [read post]
8 Apr 2024, 9:43 am
Professors LaCroix and Hajin Kim, played by Mayson Moody, ’24, join forces to convince Professors Huq and Macey to bow out of the competition singing “Getcha Head in the Frame/Getcha Head in the Game. [read post]
2 Dec 2011, 10:32 am
Following a disclosure in early September that FINRA had required it to supply additional capital, the firm was successively downgraded by Fitch and Moody’s. [read post]
21 Jul 2011, 3:28 am
He represented the University of California in an investigation of Los Alamos National Laboratory, Moody’s Investor Service in the wake of Enron’s collapse, and Halliburton/KBR in a hearing conducted by the House Committee on Oversight and Government Reform. [read post]
19 Mar 2009, 8:35 am
Moody’s is one of the private companies that rate corporate bonds. [read post]
