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26 Sep 2022, 7:33 am
The SEC did not shield the identity of any lawyers who successfully practiced befor [read post]
15 Feb 2012, 2:19 pm
These “Virtual Shield” feeds likely make their way into fusion centers, raising concerns about oversight and civil liberties as my co-blogger Frank Pasquale and I addressed in Network Accountability for the Domestic Intelligence Apparatus. [read post]
22 Sep 2010, 9:01 pm
The Senate believes that the blanket FOIA exemption given to the SEC by Dodd-Frank was overbroad. [read post]
23 Feb 2018, 12:00 am
Federal whistle blower protection against retaliation is not triggered unless the individual complies with the procedures set out in the controlling federal law, rule or regulationBoth the Sarbanes-Oxley Act of 2002, typically referred to as the Sarbanes-Oxley Act and the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act, generally referred to as the Dodd-Frank Act, shield whistle blowers from retaliation by their employer for "whistle blowing" but… [read post]
8 Apr 2024, 9:00 am
Dillion Transportation, LLC, plaintiff, a truck driver named Frank McKenna, sued his former employer, Dillon Transportation, LLC, for ... [read post]
8 Apr 2024, 9:00 am
Dillion Transportation, LLC, plaintiff, a truck driver named Frank McKenna, sued his former employer, Dillon Transportation, LLC, for ... [read post]
23 Sep 2010, 6:48 pm
But the Judiciary Chair is troubled by the SEC's attempts in recent weeks to reyroactively apply these exemptions to pending FOIA matters and by the sweeping interpretations the SEC has expressed that these exemptions would shield all information provided to the Commission in connection with its examination and surveillance activities.House Financial Services Chair Barney Frank noted that the bipartisan agreement that a legislative remedy was necessary. [read post]
6 Oct 2010, 9:21 pm
President Obama has signed legislation, P.L. 111-257, eliminating SEC exemptions from FOIA bestowed by Section 929I of the Dodd-Frank Act. [read post]
4 Apr 2023, 1:27 pm
But no, Nero's emerald came up in the "Car Tongs" episode of "The Frank Skinner Show" podcast, which I've been bingeing on lately. [read post]
16 Aug 2015, 3:53 pm
Mark Adams “Much ado about nothing” is just one literary turn of phrase that comes to mind when considering the initial uproar over Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the long wait for its implementing regulations. [read post]
12 Aug 2010, 4:05 pm
Leading members of the Senate Judiciary Committee introduced legislation (S 3717) to strike Freedom of Information Act (FOIA) exemptions for the SEC that were included in the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act.. [read post]
23 Feb 2018, 6:09 am
The Court said its reading also shields employees, such as auditors and attorneys, who are required to report internally before they may do so externally: As soon as they make an external report, Dodd-Frank kicks in. [read post]
21 Feb 2018, 5:01 pm
The Court said that its “understanding is corroborated by Dodd-Frank’s purpose and design. [read post]
1 Jan 2015, 9:00 am
Meanwhile, litigation over various Dodd-Frank issues, such as whether a whistleblower claim is subject to arbitration, whether the shield against whistleblower retaliation applies overseas, and whether a whistleblower must report to the SEC in order to bring a retaliation claim, will continue to percolate in the federal courts. 2. [read post]
15 Sep 2010, 5:00 pm
The European Commission has proposed derivatives legislation that is broadly consistent with Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
23 May 2021, 6:00 pm
This post was prepared by Frank Reynolds, who has been following Delaware corporate law, and writing about it for various legal publications, for over 30 years. [read post]
11 Jan 2015, 1:51 pm
Frank Reynolds of Thomson Reuters frames the question in his helpful article about the cases in the following manner: The novel question Delaware’s Supreme Court must decide is whether two shields that normally protect disinterested directors from ordinary breach-of-duty charges — the business-judgment rule and an exculpatory clause in the company charter — effectively gave them a get-out-of-trial free card or whether they must prove their innocence. [read post]
30 Oct 2006, 12:28 pm
" So writes Circuit Judge Frank H. [read post]
17 Dec 2015, 6:28 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) established the Council to provide comprehensive monitoring of the stability of our nation’s financial system. [read post]
28 Nov 2017, 5:46 pm
" Dave Michaels of The Wall Street Journal reports that "Supreme Court Questions Whether Dodd-Frank Protects All Whistleblowers; Justices from conservative and liberal blocs express skepticism that 2010 law shields people who never reported wrongdoing to SEC. [read post]
