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16 Apr 2023, 9:01 pm
This statement was issued on April 14, 2023, by Gary Gensler, chair of the U.S. [read post]
27 Feb 2023, 9:01 pm
On February 22, 2023, Judge Victor Marrero of the U.S. [read post]
13 Feb 2023, 10:27 am
There are often legal or contractual restrictions on your ability to transfer your holdings, and even if sale of your holdings is permitted there may be no buyers. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
6 Nov 2022, 10:27 am
The press release concerning the rules’ adoption quotes SEC Chair Gary Gensler as saying that the new rules “fulfill Dodd-Frank’s mandate and Congress’s intention to prevent executives from keeping compensation received based on misstated financials. [read post]
8 Sep 2022, 9:01 pm
These platforms match orders in crypto security tokens of multiple buyers and sellers using established non-discretionary methods. [read post]
16 Aug 2022, 2:26 pm
By Richard Pike Edited by Gary J. [read post]
22 Jul 2022, 8:55 am
The growth will come mostly from click-to-pay options that allow buyers to pay with a single click, using tokenized credentials, the firm says. [read post]
18 Jul 2022, 11:30 pm
The DOJ made the first arrest involving NFTs (alleging insider trading) on June 7, following closely on the heels of SEC Chairman Gary Gensler initiating an SEC inquiry into the NFT market. [read post]
7 Jul 2022, 9:58 am
., online publishers and other content providers) to buyers (advertisers). [read post]
7 Jul 2022, 8:45 am
., online publishers and other content providers) to buyers (advertisers). [read post]
30 Jun 2022, 8:18 am
Written by Kristian Soltes Edited by Gary J. [read post]
3 Jun 2022, 1:33 am
The SEC press release quotes a statement from SEC Chair Gary Gensler as saying that the alleged misrepresentations sought to “capitalize opportunistically on the COVID pandemic. [read post]
28 May 2022, 2:25 pm
Gary Potter – Eastern Kentucky University.). [read post]
20 May 2022, 1:56 pm
Online 1 (2011); Gary Lawson & David B. [read post]
17 May 2022, 7:38 am
Edited by Gary J. [read post]
Despite Setbacks, Department of Justice Charges Full Speed Ahead in Litigating Labor Antitrust Cases
2 May 2022, 8:46 am
Kovacs Edited by Gary J. [read post]
28 Apr 2022, 5:57 am
By Lene Powell, J.D.In remarks at City Week, SEC Chair Gary Gensler outlined targeted initiatives to improve transparency, resiliency, integrity, and access in fixed-income markets. [read post]
27 Apr 2022, 3:30 am
Now those issues have resurfaced in a speech that Chair Gary Gensler recently delivered to London City Week. [read post]
26 Apr 2022, 9:01 pm
Thus, in January, the Commission proposed a new definition for “exchange” that would cover additional fixed income platforms and some systems that bring together buyers and sellers for other securities asset classes.[21] In addition, I’ve asked staff to consider ways to increase fair access to electronic trading platforms that would fall within the expanded definition of “exchange,” with the goal of making the benefits of these systems more widely available to… [read post]
