Search for: "Gary Cease"
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25 Aug 2022, 4:57 am
Written by Richard Pike, Simon Yeung, Emelyne Peticca Edited by Gary J. [read post]
24 Aug 2022, 9:01 pm
SEC Chair Gary Gensler stated that the climate disclosure proposal would “provide investors with consistent, comparable, and decision-useful information for making their investment decisions, and it would provide consistent and clear reporting obligations for issuers. [read post]
3 Aug 2022, 12:07 pm
In December, the SEC issued a cease-and-desist order against Robinhood based on misrepresentations related to PFOF, which eventually led to a settlement. [read post]
18 Jul 2022, 11:30 pm
Merely because the NFT involves art does not mean it will cease to be a security if it displays the characteristics of an investment vehicle, as outlined in Howey. [read post]
10 May 2022, 7:30 am
Written by Harrison McAvoy Edited by Gary J. [read post]
2 May 2022, 12:25 pm
Texas and Alabama Meanwhile, the Texas State Securities Board and Alabama Securities Commission both issued cease-and-desist orders against individuals selling NFTs to fund the creation of metaverse casinos. [read post]
11 Mar 2022, 1:05 pm
In a press release announcing the settlement, SEC Chair Gary Gensler said: “This is the first case of its kind with respect to crypto lending platforms. [read post]
11 Mar 2022, 3:00 am
Ceasing operations in Moscow are Akin Gump Strauss Hauer & Feld and Squire Patton Boggs, two of Washington’s long-standing lobbying and legal powerhouses. [read post]
4 Mar 2022, 9:18 am
The trademark registration can be invoked in cease-and-desist letters, takedown requests submitted to online marketplaces, and court litigation, and lead to self-censorship, private censorship, and government censorship of this expression. [read post]
22 Feb 2022, 9:58 am
” Though it did not admit or deny liability, BlockFi agreed to cease offering or selling these accounts in the United States. [read post]
15 Jan 2022, 8:13 pm
That makes me think of Gary Reinert’s new patent entitled “method and apparatus for rapid stopping of a motor vehicle particularly on snow or ice. [read post]
17 Dec 2021, 5:35 am
JPMS was ordered to cease and desist from future violations of those provisions, was censured, and was ordered to pay the $125 million penalty. [read post]
15 Oct 2021, 12:10 pm
After Morgan Stanley Raised Serious Questions in Failed TRO Against Former Employee, The Parties Stipulate to Preliminary Injunction (BrokeAndBroker.com Blog)Attorney General James Directs Unregistered Crypto Lending Platforms to Cease Operations In New York, Announces Additional Investigations / Today's Announcement Follows Previous Warnings to Virtual Currency Platforms That Unlawful Activity Will Not Be Tolerated in New York (NYAG Release)SEC Staff Releases Report on Equity and… [read post]
12 Oct 2021, 7:18 am
Edited by Gary J. [read post]
4 Oct 2021, 2:32 pm
” As a result of the violations, Pearson agreed to cease and desist from any future violations and to pay a $1 million penalty. [read post]
24 Sep 2021, 7:01 am
Since all that work will be moot soon enough, once they cease to be. [read post]
10 Sep 2021, 6:00 am
In reading the suit, it is evident that BATC believes the sponsors will cease to fund MN GreenStar. [read post]
12 Aug 2021, 8:39 am
To settle the case, Poloniex agreed to cease and desist from future violations of Section 5, and agreed to pay over $10 million consisting of funds repaid in disgorgement, interest and a civil monetary penalty. [read post]
10 Aug 2021, 6:30 am
Although 96% of intersection car accidents are the consequence of a driver's error, they can also occur if their vehicle suddenly ceases to work and the driver loses control. [read post]
