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1 Feb 2024, 3:30 am by Liz Dunshee
SEC Chair Gary Gensler took the opportunity to make a statement about the benefits of the settlement policy. [read post]
31 Jan 2024, 9:12 am by Unknown
The Commission, in agreeing to settle a case, is relinquishing the opportunity to present the case in court. [read post]
30 Jan 2024, 9:04 pm by renholding
This statement was issued on January 30, 2024, by Gary Gensler, chair of the U.S. [read post]
29 Jan 2024, 6:50 am by Unknown
,” Gensler highlighted the importance of clearing and settling and the importance in faster trading. [read post]
26 Jan 2024, 4:10 am by David Lynn
Yesterday, SEC Chair Gary Gensler addressed the European Commission on the topic of a shortened settlement cycle, noting in the title of his speech that “Time is Money. [read post]
23 Jan 2024, 5:50 am by Michael C. Dorf
He averred (more or less) that once a court construes a statutory term, it has settled the meaning of that term. [read post]
18 Jan 2024, 11:11 pm by Josh Blackman
Griffin's Case is persuasive authority that settled the meaning of Section 3 B. [read post]
6 Jan 2024, 9:02 am by Eric Goldman
The parties settled and sought judicial approval of the settlement terms and associated attorneys’ fees. [read post]
5 Jan 2024, 3:30 am by Liz Dunshee
Although the formal letter denying the petition was brief, the supporting statement from SEC Chair Gary Gensler was not. [read post]
15 Dec 2023, 1:40 am by Gary Burger
Gary Burger Founder | Injury Attorney Gary Burger has dedicated his career to standing up against bullies. [read post]
14 Dec 2023, 12:42 pm by jeffreynewmanadmin
HE CAN BE REACHED AT JEFF@JEFFNEWMANLAW.COM OR AT 617-823-3217 The post Connecticut trading company Freeport Commodities pays $98.5 million to settle Alleged bribery scheme in Brazil appeared first on Jeff Newman Law. [read post]
29 Nov 2023, 9:01 pm by renholding
While the SEC’s actions against Kraken and Nexo were settled, the cases against Genesis/Gemini and Celsius are litigating. [read post]
14 Nov 2023, 9:01 pm by renholding
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
10 Nov 2023, 11:43 am by Jon Brodkin
Apple agreed to pay up to $25 million in back pay and civil penalties to settle the DOJ allegations. [read post]
30 Oct 2023, 11:26 am by centerforartlaw
This case serves as an example of art potentially being sold to settle legal fees, as Schiff’s attorney and the attorney overseeing creditor claims clash over the sale of artworks to address her financial obligations amid legal proceedings related to her art advisory business’s downfall.[8] Disputes such as this also can come with additional complexities, putting legal advisors in the position to consider the risk of how such transactions could impact the value and integrity of… [read post]
19 Oct 2023, 8:51 am by Sophie Luskin
SEC Chair Gary Gensler underscored the importance of the changes: “Through helping to ensure that companies disclose material cybersecurity information, today’s rules will benefit investors, companies, and the markets connecting them. [read post]
10 Oct 2023, 9:03 pm by renholding
This statement was issued on October 10, 2023, by Gary Gensler, chair of the U.S. [read post]
7 Oct 2023, 1:45 pm by Lindsey Busfield, PMP
In the personal injury world, the majority of your cases will be settled out of court, but there are some of those complex cases that will require mediation or court proceedings. [read post]
29 Sep 2023, 7:55 am by Unknown
By Suzanne CosgroveIn testimony before the House of Representatives’ Committee on Financial Services Wednesday, SEC Chairman Gary Gensler reiterated his stance that the SEC needs to “freshen up” its rules to promote efficiency and competition in the more than $40 trillion equity markets. [read post]