Search for: "Global Commodities Trading Group, Inc."
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8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
31 Oct 2022, 7:35 am
Kraft Foods Group, Inc. et al – United States States District Court – Northern District of Illinois – October 28, 2022) involves a claims under the Commodity Exchange Act and the Sherman Anti-Trust Act. [read post]
24 Jul 2009, 8:18 am
Agriculture (click here).Waste Information & Management Services, Inc. [read post]
25 Oct 2022, 10:46 am
Investment groups, the Commodity Futures Trading Commission (CFTC), and the Securities Exchange Commission (SEC) have begun filing a host of lawsuits across the federal district courts, five major lawsuits alone in the months of September 2022 and October 2022. [read post]
5 Mar 2012, 8:14 am
” Tim Doar, a CME Group Inc managing director, said he was not wholly convinced that the OTC model did protect customers. [read post]
CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall
10 Jul 2012, 2:06 pm
CFTC Files Complaint Against Peregrine Financial Group, Inc. and Russell R. [read post]
18 Jul 2011, 8:54 am
Lowrance owned Mentor Investing Group, Inc., initially located in San Diego and later Panama City, Panama. [read post]
6 May 2022, 7:30 am
Following Boris Johnson’s recent visit to India, discussions over a UK-India trade deal are ongoing. [read post]
2 Nov 2021, 8:49 am
Debt trading can occur by way of assignment or funded participation agreement. [read post]
5 Sep 2019, 8:23 am
On August 30, 2019, the defendants Kraft Foods Group, Inc., Mondelez Global LLC filed responses to the CFTC’s filing, which similarly were under seal and unavailable to the public (CFTC v. [read post]
21 May 2015, 8:08 pm
CHL is a service of Red Arch Cultural Heritage Law & Policy Research, Inc. [read post]
21 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
28 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
16 Jul 2012, 7:08 pm
While Barclays may have the settled the allegations for $450 million with the UK’s Financial Services Authority, the US Department of Justice, and the Commodity Futures Trading Commission, now a number of other financial firms are under investigation including UBS AG (UBS), JPMorgan Chase (JPM), Deutsche Bank AG, Credit Suisse Group (CS), Citigroup Inc., Bank of Tokyo-Mitsubishi UFJ, HSBC Holdings PLC (HBC-PA), Lloyds Banking Group PLC (LYG),… [read post]
9 Feb 2021, 12:55 pm
“CCP Inc. [read post]
13 Aug 2019, 5:53 am
The three key cases are:DFC Global Corporation v. [read post]
20 Jun 2012, 1:19 pm
The G20 includes 19 country members and the European Union, which together represent around 90% of global GDP, 80% of global trade and two-thirds of the world's population. [read post]
4 Nov 2008, 10:00 pm
Standish's tenure with RBC began in 1995 as head of proprietary and structured trading within the Global Equity Derivatives group of RBC Dominion Securities. [read post]
9 Feb 2013, 4:04 pm
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
28 Jul 2023, 1:02 pm
In September of 2019, Vereit Inc., a publicly traded REIT formerly known as American Realty Capital Properties (ARCP) founded by Nicholas Schorsch and his partners at AR Global (formerly AR Capital), agreed to pay a total of $738.5 million to settle a class action lawsuit. [read post]
