Search for: "Gurbir Grewal"
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4 Apr 2020, 3:14 pm
Indeed, Gurbir Grewal Read more » The post Terroristic Threats During a State of Emergency, N.J.S.A. 2c:12-3 appeared first on SMOLENSKY LAW - NJ CRIMINAL DEFENSE LAWYER | Call Now! [read post]
4 Jun 2023, 1:49 pm
At the Financial Industry Regulatory Authority’s annual conference, enforcement leaders from the Securities and Exchange Commission and FINRA elaborated on some of the common problems they encounter during exams on compliance with both Reg BI and Reg BE.Reg BIOn Reg BI, Gurbir Grewal, the director of the SEC’s division of enforcement, noted an [...] [read post]
20 Mar 2023, 2:34 pm
Grewal, director of the US Securities and Exchange Commission’s Division of Enforcement. [read post]
30 Jun 2023, 4:25 am
Based on a statement released yesterday by Gurbir Grewal, Director of the Division of Enforcement at the SEC, it appears that yesterday was the SEC’s “Insider Trading Day,” with the agency bringing charges against 13 defendants in four separate insider trading schemes. [read post]
12 Sep 2022, 3:15 am
SEC Enforcement Director Gurbir Grewal spoke at PLI’s SEC Speaks last Friday, and he noted the efforts that the Division has recently undertaken to diversify the workforce and improve inclusion at the agency, and how that effort can help the SEC do its job better while building trust with the investors that the agency is seeking to protect. [read post]
31 Oct 2023, 9:01 pm
In a speech on October 24, 2023, the director of the Securities and Exchange Commission’s (SEC’s) Enforcement Division, Gurbir Grewal, described the scenarios in which the commission would bring an enforcement action against a compliance officer. [read post]
8 Apr 2020, 8:40 am
Our colleague Marissa Koblitz Kingman has authored a client alert addressing efforts by New Jersey Attorney General Gurbir Grewal to vigorously enforce the state’s price gouging law during the COVID-19 pandemic. [read post]
11 Nov 2020, 2:09 pm
Background In the wake of the death of George Floyd, New Jersey Attorney General Gurbir S. [read post]
6 May 2019, 5:59 pm
"My office depends on these critical donor disclosure forms to be able to adequately oversee non-profit organizations in New York," said James, who filed the suit alongside New Jersey Attorney General Gurbir Grewal (D).Read more here. [read post]
19 Feb 2022, 7:32 am
Under the leadership of Chair Gary Gensler and Director of Enforcement Gurbir Grewal, several key areas came into focus that will impact businesses across sectors. [read post]
13 Apr 2018, 5:09 pm
The recent exonerations of Eric Kelley and Ralph Lee for a 1993 robbery and murder in Paterson, New Jersey have sparked serious concerns from Attorney General Gurbir Grewal who has decided to take over the investigation from Passaic County Prosecutors. [read post]
8 May 2024, 8:31 am
Director Grewal’s Warning On April 15, 2024, SEC Enforcement Director Gurbir Grewal touched on AI washing during his remarks at the 10th Annual Program on Corporate Compliance and Enforcement in New York City. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
5 Feb 2019, 4:24 pm
FOR IMMEDIATE RELEASE: TRENTON: Following is a statement from Katie Brennan in response to Attorney General Gurbir Grewal’s Office of Public Integrity and Accountability has found no evidence that Hudson County Prosecutor Esther Suarez acted improperly in the investigation into Brennan’s rape by former senior Murphy administration staffer Al Alvarez: “The Attorney General’s swift conclusion that the Hudson County Prosecutor’s Office acted properly in… [read post]
19 Nov 2023, 6:30 am
In remarks last week, SEC Director of Enforcement, Gurbir Grewal, noted that, “[w]hile we have not yet released our 2023 fiscal year-end numbers, I can give you a sneak preview: we had another incredibly productive year on behalf of the investing public. [read post]
17 Apr 2020, 10:50 am
This is according to state Attorney General Gurbir S. [read post]
19 Nov 2023, 6:30 am
In remarks last week, SEC Director of Enforcement, Gurbir Grewal, noted that, “[w]hile we have not yet released our 2023 fiscal year-end numbers, I can give you a sneak preview: we had another incredibly productive year on behalf of the investing public. [read post]
29 Jun 2023, 3:55 am
In his speech last week at the Financial Times Cyber Resilience Summit, SEC Enforcement Director Gurbir Grewal made the point that companies must regularly review and update cybersecurity polices and keep abreast of the SEC’s enforcement actions in the area for insights into “what good compliance looks like. [read post]
23 May 2018, 1:21 pm
The New Jersey Attorney General, Gurbir Grewal, has sent a letter to Department of Education Secretary Betsy Devos in which the NJ AG invites the ED to work with his office “to ensure that any investigations of fraudulent activities by educational institutions are completed properly, rather than ended prematurely or allowed to grow dormant. [read post]
