Search for: "Harry Dodds"
Results 21 - 40
of 290
Sort by Relevance
|
Sort by Date
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
31 Mar 2022, 1:19 pm
In his letter, Kohn also highlighted the pivotal role the AML Whistleblower Program can play in the United States’ fight against corruption, as outlined by the Biden-Harris Administration’s United States Strategy on Countering Corruption. [read post]
D.C. Circuit Review – Reviewed: It’s Not Rocket Science, But It’s Still a Matter of Agency Expertise
27 Mar 2022, 7:33 pm
In Doe, the court held that the SEC had reasonably interpreted its rule concerning a whistleblower’s eligibility for an award under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
25 Feb 2022, 6:01 am
Performance Proposed Rules Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Tags: Compensation disclosure, Dodd-Frank s.953, Executive Compensation, Incentives, Pay for performance, SEC, SEC rulemaking, Securities regulation Converting to a Delaware Public Benefit Corporation: Lessons from Experience Posted by Amy L. [read post]
4 Feb 2022, 5:53 am
Securities and Exchange Commission, on Saturday, January 29, 2022 Tags: Dodd-Frank Act, Executive Compensation, Financial reporting, Incentives, Pay for performance, Performance measures, SEC, Securities regulation Chancery Court Allows deSPAC Litigation to Proceed Posted by John R. [read post]
9 Dec 2021, 1:58 pm
On December 6, the Biden-Harris administration released the first-ever United States Strategy on Countering Corruption. [read post]
22 Oct 2021, 6:20 am
Securities and Exchange Commission, on Friday, October 15, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Restatements, SEC enforcement, Securities enforcement, Securities regulation A Guide for Boards and Companies Facing Ransomware Demands Posted by Antonia M. [read post]
5 Oct 2021, 9:30 am
Constantine Cannon whistleblower attorney Ari Yampolsky recently joined our own Harry Litman, host of the Talking Feds podcast, to discuss a newly proposed federal law that would provide financial rewards to whistleblowers who bring information to the Consumer Financial Protection Bureau (CFPB). [read post]
31 Aug 2021, 10:06 am
Harris managed the financial services portfolio, which included developing and executing strategies for financial reform and the implementation of Dodd-Frank, while also continuing to advance fintech initiatives, consumer protections for the American public, cybersecurity and housing finance reform priorities.Since leaving the White House in January 2017, Ms. [read post]
31 Aug 2021, 10:06 am
Harris managed the financial services portfolio, which included developing and executing strategies for financial reform and the implementation of Dodd-Frank, while also continuing to advance fintech initiatives, consumer protections for the American public, cybersecurity and housing finance reform priorities.Since leaving the White House in January 2017, Ms. [read post]
13 Aug 2021, 2:52 pm
The Dodd-Frank SEC whistleblower program was inspired by Harry Markopolos, the prototypical whistleblower outsider who warned the SEC’s Boston office of the Madoff scandal from his vantage point as an investment advisor, not a Madoff insider. [read post]
30 Apr 2021, 1:35 pm
As whistleblower reward programs have extended beyond the traditional arena of the False Claims Act and its focus on fraud in government procurement and into the realm of the agency programs where the IRS, SEC, CFTC, DOT and FINCEN reward whistleblowers who provide tips that trigger a successful enforcement action, Mary noted the concept of who can be an eligible whistleblower has also evolved, expanding beyond the archetypal whistleblower insider who works at the target company and sees the… [read post]
20 Jan 2021, 9:50 am
Despite the achievements of the Dodd-Frank Act and the FERA amendment to the False Claims Act, issues still remain for corporate whistleblowers as the Biden/Harris administration takes office. [read post]
20 Jan 2021, 9:50 am
Despite the achievements of the Dodd-Frank Act and the FERA amendment to the False Claims Act, issues still remain for corporate whistleblowers as the Biden/Harris administration takes office. [read post]
15 Jan 2021, 5:58 am
Kahan, Wachtell, Lipton, Rosen & Katz, on Thursday, January 14, 2021 Tags: Dodd-Frank Act, ESG, Executive Compensation, ISS, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Section 162(m) DeFi and the Future of Finance Posted by Campbell R. [read post]
1 Aug 2020, 5:22 am
Dodd said “very supportive things” about Harris during the call, according to Kounalakis.... [read post]
27 Jul 2020, 9:57 am
The person added that Dodd’s concerns about Harris were so deep that he's helped elevate California Rep. [read post]
22 Jul 2020, 3:07 pm
This is an important contribution in light of the fact that the Madoff Ponzi scheme (and the SEC’s failure to act on Harry Markopolos’ tips to the SEC about the scheme) helped spur the creation of the whistleblower program. [read post]
20 Jul 2020, 9:10 am
Established in 2010 with the passage of the Dodd-Frank Act, the SEC Whistleblower Program is an essential tool in fighting corporate fraud. [read post]
20 Mar 2020, 6:17 am
Shapiro, Wachtell, Lipton, Rosen & Katz, on Thursday, March 19, 2020 Tags: Compensation committees, Compensation disclosure, Compensation guidelines, Director compensation, Dodd-Frank Act, ERISA, ESG, Form 8-K, Listing standards, Management, NASDAQ, NYSE [read post]
