Search for: "Horizon Asset Management, Inc."
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4 Apr 2011, 9:02 am
$236,000 Professional Asset Management Inc [read post]
30 May 2010, 9:30 am
It bought the securities from Wall Street firms, including Merrill Lynch (now owned by Bank of America), FTN Financial, a unit of First Horizon National Corp., and boutique financial-services firm Keefe, Bruyette & Woods Inc. [read post]
16 Dec 2010, 8:46 am
$236,000 Professional Asset Management Inc [read post]
23 Feb 2020, 4:00 pm
(“Horizons”)), Solomon Kalish (through Adex Management Corp.) and Dr. [read post]
3 Feb 2016, 9:42 am
These funds include: MainStay Cushing® Royalty Energy Inc A (CURAX) MainStay Cushing® Royalty Energy Inc I (CURZX) MainStay Cushing® Royalty Energy Inc Inv (CURNX) MainStay Cushing® Royalty Energy Inc C (CURCX) MainStay Cushing® MLP Premier I (CSHZX) MainStay Cushing® MLP Premier A (CSHAX) MainStay Cushing® MLP Premier Investor (CSHNX) MainStay Cushing® MLP Premier C (CSHCX) For example, CURCX, a fund that reportedly… [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
3 Oct 2010, 2:35 pm
AVANTE AT LEESBURG, INC., a/k/a AVANTE AT LEESBURG OUTPATIENT REHAB., INC., AVANTE ANCILLARY SERVICES, INC., and AVANTE GROUP, INC., Appellees. 5th District.Dissolution of marriage -- Equitable distribution -- Error to allocate parties' marital assets without accounting for decrease in value of husband's stock portfolio at time of final hearing -- Husband did not invite error by stipulating to amounts which were potentially subject to equitable… [read post]
17 Apr 2010, 12:20 pm
How are the trust assets invested? [read post]
12 Dec 2007, 12:23 am
Bonnouvrier
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NEW YORK COUNTYLandlord/Tenant Law
Lease Found Ambiguous, Resolved Against Drafter, Landlord; Tenant Entitled to Preferential Rent
East Side Managers Associates Inc. v. [read post]
10 Sep 2010, 1:00 pm
Emmes Asset Management Co. [read post]
16 Feb 2022, 4:54 pm
FTI Consulting, Inc. recently announced findings from Part 3 of The General Counsel Report 2022: Leading with Endurance Through Risk, Culture and Technology Challenges. [read post]
21 Sep 2010, 7:09 pm
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
17 Jan 2020, 5:54 am
Securities and Exchange Commission, on Wednesday, January 15, 2020 Tags: Asset management, Capital markets, Diversity, Institutional Investors, Investor protection, Retail investors, SEC, Securities regulation Embracing the New Paradigm Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Thursday, January 16, 2020 Tags: Accountability, Boards of Directors, Engagement, Fiduciary duties, Fund… [read post]
10 Aug 2022, 6:45 pm
Schwab currently boasts $7.28 trillion in client assets, $460 billion of which are expected to be managed by robo-advisers in 2022. [read post]
27 Apr 2017, 10:13 am
As a variety of filing deadlines have passed and audit work is completed (or will be soon), we enter the second quarter with a number of important regulatory issues on the horizon, as well as many other topics worthy of discussion. [read post]
24 Aug 2022, 9:01 pm
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
7 Feb 2022, 6:20 pm
In the first case relied on, the Delaware Supreme Court ruled in Brookfield Asset Management, Inc. v. [read post]
21 Oct 2016, 1:00 am
Burcin Yurtoglu, WHU—Otto Beisheim School of Management, on Monday, October 17, 2016 Tags: Board independence, Boards of Directors, Brazil, Disclosure, E-index, Firm performance, Firm valuation, G-Index,Governance indices, India, International governance, Korea, Ownership structure, Russia, Turkey Responding to Concerns Regarding the Protection of the Interests of Long-Term Shareholders in Activist Engagements Posted by Abe Friedman, CamberView Partners, on Monday, October 17,… [read post]
3 Jun 2010, 1:22 pm
It brings assets. [read post]
25 Jul 2019, 3:00 am
Further, equity investors, and hence public company shareholders, are dispersed across a diverse range of asset owners and asset managers. [read post]
