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” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
8 Apr 2022, 5:50 am
Social Contagion and the Survival of Diverse Investment Styles Posted by David Hirshleifer (USC), Andrew W. [read post]
16 Feb 2022, 4:54 pm by Greg Lambert
FTI Consulting, Inc. recently announced findings from Part 3 of The General Counsel Report 2022: Leading with Endurance Through Risk, Culture and Technology Challenges. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
The changing regulatory, societal and investment environment has also created an expectation that directors should consider and act on financial risks caused by climate change and do not participate in greenwashing. [read post]
27 Dec 2021, 6:50 am by Zamansky LLC
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]
25 Oct 2021, 1:20 pm by Emily Dai
The committee will hear testimony from Jennifer Stout, vice president of global public policy at Snap Inc.; Michael Beckerman, vice president and head of public policy in the Americas at TikTok; and Leslie Miller, vice president of government affairs and public policy at YouTube. [read post]
11 Oct 2021, 11:10 am by Emily Dai
The event will feature Peter Sands, executive director of the Global Fund to Fight AIDS, Tuberculosis and Malaria; and Julie Gerberding, executive vice president and chief patient officer at Merck & Co., Inc. [read post]
11 Oct 2021, 8:16 am by Cinthia Macie
The Department has also announced significant investments to expand processing capacity and increase competition in meat and poultry processing. [read post]
24 Aug 2021, 12:14 pm by Silver Law Group
Wood is the president and majority owner of Southport, which is registered with the SEC as Livingston Group Asset Management Company, Inc. [read post]
23 Jul 2021, 6:12 am by Bob Ambrogi
“This was the group that was making us a part of their business and we wanted them part of our business, so we wanted that mutual commitment,” Drobot said. [read post]
2 Feb 2021, 8:16 am by Silver Law Group
Silver Law Group represents investors in securities and investment fraud cases. [read post]
1 Feb 2021, 2:02 pm by Silver Law Group
Silver Law Group represents investors in securities and investment fraud cases. [read post]
21 Jan 2021, 9:54 am by Juan C. Antúnez
Shortly after our electronic-wills legislation was adopted the internet start-up primarily responsible for its passage, Bequest, INC (d/b/a Willing), was sold to corporate giant MetLife. [read post]
12 Nov 2020, 7:24 am by Kristian Soltes
Such accusations are similar to the monopolization claims the DOJ is pursuing against Alphabet Inc. [read post]