Search for: "INVESTORS CAPITAL CORPORATION v. Brown" Results 21 - 40 of 69
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23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
16 Sep 2016, 6:08 am
Arlen and Marcel Kahan, NYU School of Law, on Wednesday, September 14, 2016 Tags: Accountability, Agency costs, Corporate crime, Corporate liability, Deferred prosecution agreements, DOJ, Liability standards, Management, Misconduct, Non-prosecution agreement, Securities enforcement, Settlements The Law and Brexit V Posted by Thomas J. [read post]
6 Mar 2024, 9:03 pm by renholding
I think today’s action is an important step for our U.S. capital markets. [read post]
7 May 2015, 7:56 am by John Jascob
Judge Brown pointed out that Copley is unique among mutual funds because, unlike other most mutual funds, it is organized as a C Corporation, subjecting it to different tax treatment than a Regulated Investment Company (RIC). [read post]
6 Mar 2024, 9:01 pm by renholding
” This is precisely what the Supreme Court called for in TSC Industries v. [read post]
27 Jun 2018, 2:04 pm by MOTP
HOUSE BELOW GREEN TREE SERVICING, L.L.C.; WALTER INVESTMENT MANAGEMENT CORPORATION; BEST INSURORS, INCORPORATED; MID STATE CAPITAL, L.L.C.; MID STATE TRUST II; MID STATE TRUST III; MID STATE TRUST IV; MID STATE TRUST V; MID STATE TRUST VI; MID STATE TRUST VII; MID STATE TRUST VIII; MID STATE TRUST IX; MID STATE TRUST X; MID STATE TRUST XI; WILMINGTON TRUST COMPANY; MID-STATE CAPITAL CORPORATION 2004-1 TRUST; MID-STATE CAPITAL… [read post]
30 Nov 2018, 6:06 am
Brown (University of North Carolina), Oleg Gredil (Tulane University), and Steven N. [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
Robert Brown Jr. in The Race to the Bottom But in fact, the crowdfunding exemption included in the JOBS Act is not limited to amounts that investors can afford to lose. [read post]
26 Dec 2008, 7:37 am
Eminent attorney Max Kravitz, founding member and managing partner of Kravitz, Brown & Dortch and professor of law since 1976 at Capital University Law School, represented Mr. [read post]