Search for: "Ildiko Duckor"
Results 21 - 25
of 25
Sort by Relevance
|
Sort by Date
1 Dec 2011, 11:41 am
Written by Ildiko Duckor An entity that meets the definition of a “Large Trader” after October 3, 2011 must file its initial Form 13H with the SEC by December 1, 2011 to be assigned a large trader identification number (LTID). [read post]
1 Nov 2011, 4:38 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu An investment adviser must ensure that its IARD account is adequately funded to cover payment of all applicable registration renewal fees and notice filing fees. [read post]
12 Jul 2011, 4:16 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu Effective on September 19, 2011, investors that pay performance fees to an adviser must either have at least $1 million managed by the adviser or a net worth of at least $2 million. [read post]
14 Feb 2011, 1:22 pm
Written by Ildiko Duckor and Michael Wu The Commodity Futures Trading Commission (the “CFTC”) recently issued a proposed rule regarding commodity pool operators (“CPOs”) that would rescind the exemptions from CPO registration under CFTC Rules 4.13(a)(3) and 4.13(a)(4). [read post]
13 Oct 2009, 2:07 am
Ildiko Duckor, Counsel at Pillsbury Winthrop. [read post]
