Search for: "In Re: Process Controls International Inc." Results 21 - 40 of 977
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23 Feb 2024, 4:34 am by Rob Robinson
DISCO Announces Fourth Quarter and Fiscal Year 2023 Financial Results CS Disco, Inc. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
The SEC’s complaint also alleges that Kraken lacks sufficient internal controls and recordkeeping practices, and that Kraken commingles customer money and crypto assets with its own, presenting serious risks for its customers. [read post]
30 Nov 2023, 12:45 pm by Sasha Volokh
Anyone—employee, contractor, random guy, or other—can equally be the recipient of federal power if subjected to the requisite political accountability through the constitutional appointment process. 1. [read post]
19 Oct 2023, 4:00 am by Administrator
At this point, the Houses of Parliament had been established and began to assert greater control over the law-making process by pre- senting draft Acts (bills) to the king rather than petitions.6 They employed land lawyers (conveyancers) to draft the bills, whose draft- ing style was very detailed and verbose. [read post]
3 Sep 2023, 4:43 pm by INFORRM
Writers are worried about control over AI in the screenwriting process, while actors have fears about AI replicas of themselves being used without adequate compensation. [read post]
27 Aug 2023, 7:49 pm by The White Law Group
”  SEC Charges Western International re GWG L Bonds  May 2020 – Western International Securities agreed to sanctions over its alleged failure to amend U4 reports on more than 10% of its approximately 475 brokers to disclose liens, judgments and/or bankruptcies against them totaling more than $5.6 million. [read post]
17 Aug 2023, 9:05 pm by Gianna Hill
The Internal Revenue Service and the U.S. [read post]
The SEC may also conduct an “examination,” which involves a thorough review of a company’s disclosures, marketing materials, compliance plans, and internal controls to determine whether they are aligned with actual business practices.[9] The SEC similarly will “assess whether ESG products are appropriately labeled and whether recommendations of such products for retail investors are made in the investors’ best interests. [read post]
25 Jul 2023, 9:01 pm by renholding
In discussing the proposed amendments to AS 2110, the PCAOB noted that developing an understanding of management’s processes could include obtaining compliance-related reports from specialists or relevant regulators, as well as understanding how the company used those reports in its processes. [read post]