Search for: "In Re Commodity Exchange Services Co." Results 21 - 40 of 75
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30 Apr 2019, 10:16 am
In addition, another common theme underlying data business revolves around data pooling activities, see data co-op. [read post]
28 Jun 2010, 5:15 am by Law is Cool
In Toronto, we held our first Summit of the G-20 in its new capacity as the premier forum for our international economic co-operation. 2. [read post]
The SEC’s Proposed Rule on Climate-Related Disclosures Federal financial services regulators have made clear their intention to use their regulatory power to protect market participants from alleged abuses relating to ESG. [read post]
16 Apr 2018, 4:48 pm by Kevin LaCroix
Securities and Exchange Commission (SEC) charged two co-founders of Centra Tech, Inc., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
In order to build a decentralized network in which a token provides access to a function of the network or serves as a means of exchange, a crypto project needs to get its tokens into the hands of users. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On April 17, 2023, the SEC charged Bittrex, Inc., Bittrex Global GmbH, and William Hiroaki Shihara, co-founder and former chief executive officer (collectively, “Bittrex”) for the failure to register as an exchange, a broker-dealer, and a clearing agency, pursuant to the Exchange Act. [read post]
10 Feb 2022, 9:03 pm by Jillian Moss
Securities and Exchange Commission (SEC) proposed changes to its whistleblower program rules. [read post]
21 Feb 2012, 6:28 pm by Larry Downes
  A barrel of oil, like many commodity goods, does not experience network effects – only one person can own it at a time, and once it’s been burned, it’s gone. [read post]
16 Dec 2011, 4:28 am
" As a consequence of this legal requirement, the businesses lost because "PissedConsumer does not hold itself out 'making ... criticism of commodities or services'; instead, it provides a forum for others to make such criticisms. [read post]
1 Apr 2022, 7:03 am by Dan Lopez
So, the Securities and Exchange Commission has as a result of and in the wake of the financial crisis adopted a whistleblower reward program. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
    Stephanie Avakian, Co-Director of the SEC’s Division of Enforcement stated:   “Our emergency action today is intended to prevent Telegram from flooding the U.S. markets with digital tokens that we allege were unlawfully sold . . . [read post]
15 Jul 2020, 4:25 am by Hedge Fund Lawyer
As you endeavor to re-establish your routine in our ever-changing “new normal,” we would like to highlight some items we hope will help you stay on top of the business and regulatory landscape in the coming months. **** SEC Matters Compliance with Regulation Best Interest (Reg BI) was Required as of June 30, 2020. [read post]
30 Aug 2011, 4:17 am by Broc Romanek
The bill would also make corresponding changes to Section 23 of the Commodity Exchange Act. [read post]
6 May 2014, 4:26 pm by BakerHostetler
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
22 Jul 2015, 2:18 pm by Rebecca Tushnet
Session 1 | Ellen Goodman (Rutgers), Moderator  Access and Development: The History of ‘Development’ and WIPOSara Bannerman (McMaster University)Commentator | Christopher S. [read post]