Search for: "In Re Initial Public Offering Securities Litig."
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26 Dec 2006, 4:38 am
(In re Initial Public Offering Securities Litigation), --- F.3d ----, 2006 WL 3499937 (2d Cir. [read post]
17 Jun 2010, 6:57 am
Special Focus Session: Taking the Most Effective Initial Action and Securing Preliminary Relief in a False Advertising Case John E. [read post]
31 Dec 2013, 7:11 am
We are pleased to offer a year-end bonus for all of our loyal readers of our blog – a pre-publication preview of our annual study of EEOC litigation is here: the launch of our book entitled EEOC-Initiated Litigation: Case Law Developments In 2013 And Trends To Watch For In 2014. [read post]
3 Apr 2024, 1:28 pm
Discussion Ever since the pandemic wound down and businesses re-opened, I have been assuming that the COVID-related litigation would come to an end as well. [read post]
14 Feb 2018, 2:57 pm
In re Lehman Brothers Securities & ERISA Litigation, 655 F. [read post]
6 Mar 2023, 9:01 pm
Factors Contributing to the Decline and Reversing the Trend The universe of public companies is driven by two events: initial public offerings (“IPOs”), the process of becoming a public company, and de-listings, the process of ceasing to be a public company. [read post]
2 Apr 2020, 4:14 pm
While the COVID-19 crisis prompted state and federal courts to re-work their upcoming schedules in order to protect court personnel, litigants, and the public, two important court opinions addressing securities law matters were issued during March. [read post]
11 Jun 2019, 8:14 pm
These facts may be disputed by Kik in the process of litigation.1. [read post]
9 Apr 2014, 5:32 am
Litig., Case. [read post]
23 Apr 2018, 1:20 am
For instance, plaintiffs alleging false or misleading corporate statements in the context of an initial public offering (“IPO”) almost invariably challenge these same statements under both Section 11 and Section 10(b). [read post]
29 Feb 2016, 4:43 pm
The decision identifies two avenues by which a company’s statements of opinion or belief in registration statements for initial public offerings can lead to liability under Section 11 of the Securities Act of 1933. [read post]
5 Apr 2009, 1:26 pm
These adverse developments have generated a wave of private securities litigation, as well as regulatory inquiries by federal and state authorities. [read post]
12 Sep 2016, 7:18 pm
This development was largely driven by the number of lawsuits filed against companies that have recently completed initial public offerings (IPO) and the number of lawsuits filed against U.S. [read post]
23 Sep 2020, 10:07 am
A federal court Consent Order has been entered in the Alamance County bail litigation. [read post]
17 Oct 2023, 4:26 pm
Accomplishing settlements prior to litigation offers the same degree of privacy where the public need not have access to your “dirty laundry. [read post]
19 Jun 2019, 2:53 pm
In the following guest post, Priya Cherian Huskins of Woodruff Sawyer & Co. takes a deeper look at the state court securities class action data to assess the extent of the threat of state court securities class action litigation relating to follow-on offerings. [read post]
20 Sep 2011, 4:29 pm
Unless, of course, the work is in the public domain (i.e. [read post]
6 Jul 2023, 4:00 am
In this chapter, I summarize my key observations and offer brief thoughts on the future direction of democratic regulation of the security services. [read post]
7 May 2010, 12:29 pm
Litig., 609 F. [read post]
15 Nov 2017, 12:34 pm
Companies may offer securities to the public only after filing a registration statement, which must contain information about the company and the security for sale. [read post]