Search for: "In Re Merrill Lynch Securities Litigation" Results 21 - 40 of 122
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
16 May 2016, 11:35 am by Mark Walsh
Justice Elena Kagan has the first opinion of the day, in Merrill Lynch, Pierce, Fenner &  Smith Inc. v. [read post]
21 Apr 2016, 8:06 am
In addition, it served as trustee for certain diocesan funds invested with the brokerage firm of Merrill Lynch, Pierce, Fenner and Smith. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
After attending the PLUS D&O Symposium  some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
2 Dec 2015, 8:12 am by Ronald Mann
Yes, I felt good after the argument in Merrill Lynch (discussed here) buttressed my impression that Merrill Lynch had little chance to persuade the Justices to protect it from the New Jersey courts’ adjudication of securities claims against it. [read post]
10 Nov 2015, 2:18 pm by D. Daxton White
In the brokerage firm context, the ones that are regulated by FINRA, again, your Morgan Stanley, your Merrill Lynch, your Smith Barney, etc., in that context, there are two models. [read post]
3 Jan 2013, 12:58 pm by rhall@initiativelegal.com
The settlement’s principal beneficiaries will be the pension funds that suffered substantial losses in their Bank of America investments following the ill-fated Merrill Lynch acquisition. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
As discussed here, some of the litigation began to emerge over a year ago, but with the Barclays regulatory settlements, there has been a raft of more recent litigation. [read post]
14 Aug 2012, 12:36 pm by Michael C. Smith
Merrill Lynch & Co., 671 F.3d 120, 127 (2d Cir. 2011) (implementing a lead plaintiff in a securities related multidistrict litigation case); In re Aqua Dots Prods. [read post]
1 Aug 2012, 5:51 am by Mandelman
  I’d say it’s long since time for them to shut the hell up, we know you’re all liars and we’re done listening to you. [read post]
3 Jul 2012, 7:26 am by admin
The Fed eventually pressured the bank to raise more capital in the fall of 2008 and forced it to slash its quarterly dividend to a penny in early 2009 as the bank accepted a second slug of US aid to help complete a separate purchase of Merrill Lynch. [read post]
6 Jun 2012, 5:00 am by Samuel Hagreen
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
3 Feb 2012, 9:08 am by Joe Palazzolo
” Bank of America and Merrill Lynch, which merged in 2009, have settled 15 fraud cases and received at least 39 waivers. [read post]
31 Dec 2011, 3:13 pm by Mandelman
  Folks with MBAs can destroy companies like Washington Mutual, Wachovia (bought by Wells Fargo to avert destruction), Merrill Lynch (bought by Bank of America on the eve of destruction back in 2008 and as the CEO bought an $87,000 area rug for his office), Lehman Brothers, AIG (if not for the bail out it received), and Bank of America (perhaps? [read post]