Search for: "In The Matter Of: J.D.A"
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27 Jan 2021, 8:26 am
Tonkovic, J.D.A Second Circuit panel affirmed the dismissal of a fraud action involving two Bermudan companies for lack of subject matter jurisdiction. [read post]
20 Feb 2024, 6:24 am
By Anne Sherry, J.D.A New Hampshire Senate committee voted last week to recommend against an anti-ESG bill. [read post]
30 Dec 2019, 7:20 am
By Lene Powell, J.D.A whistleblower award of more than $1 million highlighted the CFTC’s support for internal reports and cooperation with other regulators. [read post]
31 Aug 2016, 7:23 am
Tonkovic, J.D.A D.C. [read post]
9 Aug 2017, 8:03 am
By Amy Leisinger, J.D.A D.C. [read post]
4 Aug 2023, 11:04 am
By Anne Sherry, J.D.A petition for certiorari questions whether, absent fraud or deception, statements criticizing a public company are sheltered by the First Amendment. [read post]
19 Mar 2020, 7:02 am
Tonkovic, J.D.A district court was faced with the dilemma of interpreting a statute correctly or disrupting 50 years of consistent case law. [read post]
23 Jun 2016, 5:00 am
Tonkovic, J.D.A motion requesting permission to file a joint petition for rehearing has been filed in Tilton v. [read post]
7 Sep 2016, 9:39 am
By Kevin Kulling, J.D.A federal court in Delaware has concluded that a state court was divested of jurisdiction over “covered class actions” under the Securities Act. [read post]
27 Nov 2017, 6:53 am
Tonkovic, J.D.A petition for certiorari has been filed asking the Court to reign in a tactic used by the SEC to avoid statutes of limitations. [read post]
8 Jan 2021, 7:03 am
The Commission’s statement recited the SEC’s general enforcement authorities which focus on the bringing of civil enforcement cases, although the SEC can refer matters to DOJ or other criminal law enforcement agencies for further action. [read post]
12 Oct 2021, 3:12 pm
Too, as a matter of law, a GVR is not precedential. [read post]
3 Apr 2017, 8:20 am
As a preliminary matter, the court disagreed with the defendants’ argument that because not all the 63 issuers cited in the complaint were named, the defendants were unfairly prejudiced. [read post]
22 Jan 2021, 7:56 am
Tonkovic, J.D.A joint amicus brief has been filed by several securities industry organizations and exchanges supporting the SEC's reforms to the market data system. [read post]
17 Jan 2018, 5:58 am
By Anne Sherry, J.D.A private lawsuit filed by funds that invested in Valeant Pharmaceuticals overcame 20 motions to dismiss filed by Valeant and individual defendants. [read post]
7 Nov 2023, 9:54 am
By Lene Powell, J.D.A new BlackRock report discovered significant financial benefits for companies with robust gender diversity. [read post]
6 May 2016, 3:50 pm
Nelson, J.D.A bill introduced by Rep. [read post]
12 Apr 2017, 6:55 am
By Amanda Maine, J.D.A reply brief for Raymond J. [read post]
17 Oct 2022, 7:09 am
By Anne Sherry, J.D.A Singapore-based company and its CEO are asking the U.S. [read post]
12 Dec 2019, 7:04 am
Tonkovic, J.D.A Second Circuit panel affirmed the dismissal of a fraud complaint where an underlying antitrust conspiracy was not alleged with the required particularity. [read post]
