Search for: "In re Ethan C." Results 21 - 40 of 66
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20 Apr 2017, 7:15 pm by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
20 Apr 2017, 7:15 pm by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
20 Apr 2017, 7:15 pm by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
7 Apr 2017, 6:00 am
Dudley, Federal Reserve Bank of New York, on Tuesday, April 4, 2017 Tags: Accountability, Banker bonuses, Banks, Compliance & ethics, Corporate culture, Financial crisis, Financial institutions, Firm performance, Incentives, Misconduct, Oversight, Reputation, Risk-taking Balancing Concessions to Activists Against Responsiveness to the Broader Shareholder Base Posted by Ethan A. [read post]
15 Aug 2016, 6:23 pm by Chuck Cosson
 A post by Ethan Zuckerman[21] refers, in turn, to the “three spheres” theory of Daniel Hallin:  1) areas of discussion that are widely accepted (“slavery is bad,”), 2) areas that are legitimately disputed (tax policy, abortion, gun control), and 3) areas of “deviance. [read post]
9 Aug 2016, 10:44 am by Chris Castle
 After that elevation, her portfolio still includes Litigation Section III–run by a lawyer named David C. [read post]
10 Jun 2016, 8:44 am by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
27 May 2016, 9:15 am by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
13 May 2016, 6:13 am
Griffith, Fordham Law School, on Tuesday, May 10, 2016 Tags: Accountability, Accounting, Boards of Directors, Compliance & ethics, Compliance and disclosure interpretation,Compliance officer, Corporate culture, Corporate governance, Disclosure, Securities enforcement, Securities regulation Responding to Shareholder Directives to Directors Posted by Donald C. [read post]
11 May 2016, 7:25 pm by Ethan
This column — part of the Practical Lawyer series — was authored by Ethan C. [read post]
22 Apr 2016, 6:06 am
Eisenberg, K&L Gates LLP, on Monday, April 18, 2016 Tags: Broker-dealers, Disgorgement, Investment advisers, Investor protection, Misconduct, SEC, SEC enforcement, SEC investigations, Securities damages, Securities enforcement, Securities Regulation, Whistleblowers M&A Agreements and the Challenges of PRC Acquirors Posted by Ethan A. [read post]
15 Feb 2016, 11:15 am by Jason Weiner
Unless you’re being charged with it yourself, the expression “hindering an apprehension” may be unfamiliar to you. [read post]
8 Feb 2016, 7:35 pm by Michael Kraut
Judges will often waive jail time and place drivers on probation when they’re charged with a first-offense DUI in Los Angeles. [read post]
8 Feb 2016, 7:34 pm by Michael Kraut
Judges will often waive jail time and place drivers on probation when they’re charged with a first-offense DUI in Los Angeles. [read post]
8 Nov 2015, 12:30 am by Emily Prifogle
We're back with a full book roundup this weekend. [read post]
29 Apr 2014, 6:00 am by Duets Guest Blogger
Wicked Speed of Retail: Design an Adaptive Behavior: Dave Moore spoke on the adaptive nature of running marketing, brand and design for Ethan Allen. [read post]