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7 Jun 2024, 11:00 pm
A new order from the Federal Energy Regulatory Commission seeks to prod longer-term planning to address growing power needs and the transition to renewables. [read post]
7 Jun 2024, 1:18 pm
The advisors have reportedly been barred from working in the securities industry for life. [read post]
7 Jun 2024, 10:32 am
The outcome of SB 1524 might also influence the Federal Trade Commission’s role in regulating hidden fees. [read post]
7 Jun 2024, 6:12 am
With many patents being found invalid by the courts, validity should not be ignored on the path to determining value, as it is in the Commission’s proposed checking. [read post]
7 Jun 2024, 3:33 am
Another major legal dispute involving Novartis relates to the Federal Trade Commission’s (FTC) unsuccessful attempt to block Novant Health’s $320 million acquisition of two hospitals in North Carolina. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 10:00 pm
The Rules, which were challenged by a group of private fund industry associations (petitioners), would have substantially overhauled the private investment fund industry. [read post]
6 Jun 2024, 9:05 pm
Biden vetoed a resolution to preserve a Securities and Exchange Commission (SEC) rule requiring institutions to record digital assets as liabilities on their balance sheets. [read post]
6 Jun 2024, 2:03 pm
Facebook now petitions for review, supported by “friend of the court” briefs from law professors and former Securities and Exchange Commission officials, by the Chamber of Commerce and other industry groups, and by the Washington Legal Foundation. [read post]
6 Jun 2024, 11:34 am
Enlarge (credit: Getty Images | NurPhoto ) The US Justice Department and Federal Trade Commission reportedly plan investigations into whether Nvidia, Microsoft, and OpenAI are snuffing out competition in artificial intelligence technology. [read post]
6 Jun 2024, 6:14 am
The Commission’s new mantra to Canadians is clear: pay up and shut up. [read post]
5 Jun 2024, 3:38 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
5 Jun 2024, 1:45 pm
The firm was also censured and required to certify that all of its commission and payment arrangements comply with FINRA rules. [read post]
5 Jun 2024, 10:52 am
As a registered broker-dealer, David Lerner Associates falls under the regulatory purview of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). [read post]
5 Jun 2024, 8:31 am
Some likened the wave of litigation to the recent phenomena around Electric Vehicle litigation, which has been disproportionately higher than other industry sectors. [read post]
5 Jun 2024, 8:00 am
In a predominantly female workforce, like the cleaning service industry, a failure to enforce anti-harassment policies can render all workers in the company vulnerable to offensive and harsh treatment—especially if the sexual harasser is in a position of authority. [read post]
