Search for: "Industrial Commission Special Fund"
Results 21 - 40
of 1,545
Sorted by Relevance
|
Sort by Date
13 Jan 2010, 12:01 am
The China Insurance Regulatory Commission (CIRC) released on 25 December 2009 Draft Tentative Measures for the Administration of the Use of Insurance Funds (the "Draft Tentative Measures") for public consultation. [read post]
3 Aug 2017, 8:08 am
The Division oversees the $70 trillion dollar asset management industry, which includes mutual funds; exchange-traded funds; closed-end funds; variable insurance products; business development companies and investment advisers. [read post]
1 Jun 2018, 9:32 am
The report, From Niche to Mainstream: Responsible Investing and Hedge Funds, which was commissioned by the AIMA and the Cayman Alternative Investment Summit, surveyed 80 asset managers with $550 billion in hedge fund assets under management (AUM).Responsible investment. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
18 May 2020, 1:54 pm
The second layer, the report notes, requires the U.S. to “deny benefits” to adversaries by securing “critical networks,” such as government servers, regional electrical grids, election software, and the systems that undergird the financial services and telecommunications industries. [read post]
23 Oct 2020, 8:55 pm
On 22 October 2020, the European Commission launched a public consultation on the review of the Alternative Investment Fund Managers Directive (AIFMD). [read post]
15 Dec 2014, 7:59 am
This article was originally posted on Stock Market Loss The Financial Industry Regulatory Association (FINRA), a self-regulatory organization created and funded by the brokerage industry, wields powers ceded to it by its benevolent overseer, the Securities and Exchange Commission. [read post]
19 Dec 2023, 9:05 pm
This special form of informed trading by hedge funds deserves the attention of regulators to ensure market efficiency and integrity. [read post]
10 Dec 2009, 1:42 am
The Securities and Exchange Commission says in a December 8, 2009 press release that Rockford Funding Group LLC used cold calling and a Web site to raise at least $11 million from more than 200 investors in 41 different states and Canada since March 2009. [read post]
10 May 2017, 9:21 am
As we told you previously, the company’s founder, Tony Thompson, has been under investigation by the Securities and Exchange Commission and the Financial Industry Regulatory Authority. [read post]
23 Apr 2010, 11:19 am
The Securities and Exchange Commission is conducting a review of certain types of exchange traded funds. [read post]
11 Sep 2023, 9:01 pm
Securities and Exchange Commission (“SEC”) adopted new rules under the Investment Advisers Act of 1940 (the “Advisers Act”) that will significantly impact private fund advisers (the “Final Rules”). [read post]
25 Dec 2008, 10:50 am
Public Service Commission of Puerto Rico, 967 F.2d 683 (1st Cir. 1992) to determine that the collection of the regulatory fee was proper, as follows: (1) the charges at issue were assessed by the commissioner of the insurance division of the Department of Commerce and Consumer Affairs ("DCCA") a regulatory agency; (2) the assessments were placed into a "special fund" to be utilized to reimburse the insurance division for the cost of regulating the… [read post]
11 Jan 2011, 1:19 pm
The legislation will also incorporate financing mechanisms that avoid the use of taxpayer funds, including mechanisms to write down appropriate classes of the debt of a failing firm to ensure that its creditors bear losses and setting up resolution funds financed by industry contributions. [read post]
3 Nov 2009, 10:10 am
Typically they are index funds that track a benchmark such as the Dow Jones Industrial Average or the S&P 500, although they can be managed. [read post]
25 Sep 2013, 10:03 pm
Some have received research funds from industry associations, while some have served as industry consultants or advisors. [read post]
21 Aug 2022, 9:05 pm
Activist hedge funds will soon likely have greater leverage in proxy contests, thanks to a new rule from the Securities and Exchange Commission. [read post]
17 Jan 2013, 6:36 am
The growing role of specialized units within the Enforcement Division At the outset of his remarks, Mr. [read post]
17 Jan 2014, 4:21 am
Valenzuela later asked the Special Fund to pay Dr. [read post]
18 Jan 2011, 2:22 pm
On January 10, 2011, the British Columbia Securities Commission (the “Commission”) overturned the proxy solicitation process employed by the Mutual Fund Dealers Association of Canada (MFDA) in connection with a special meeting of its members. [read post]
