Search for: "International Commodities Inc."
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22 Oct 2023, 9:01 pm
Moab Partners According to the investor-plaintiffs who initially brought the underlying case, Macquarie Infrastructure Corporation (“MIC”)—a publicly traded global financial group that owns and operates a portfolio of infrastructure-related businesses—failed to sufficiently disclose the impact of prospective international maritime regulations on No. 6 oil, which was handled and stored in bulk by an affiliate of MIC, International-Matex Tank Terminals… [read post]
17 Aug 2023, 9:05 pm
The Internal Revenue Service and the U.S. [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
31 May 2023, 1:44 pm
Noteworthy, Metromile Inc., a San Francisco-based technology startup, ful [read post]
24 May 2023, 6:37 am
” The indictment and its accompanying “statement of facts” accuse Trump of orchestrating a “catch and kill” scheme with his fixer Michael Cohen, American Media, Inc. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
6 Apr 2023, 5:42 am
“When I toured Michigan’s largest grain handler, Michigan Agricultural Commodities Inc., I met with two twin brothers who took over the business from their father. [read post]
23 Feb 2023, 9:01 pm
Beyond spoofing, in 2022, MIMF prosecutors successfully pursued a wide range of cases in keeping with our focus on market integrity and individual accountability, including: Charging a defendant in the Southern District of Texas for allegedly running an illegal kickback and commodities insider trading scheme involving natural gas futures; Charging eight defendants in connection with an alleged social media-based “pump and dump” scheme, which resulted in over $114 million in… [read post]
1 Feb 2023, 2:39 pm
Glencore International A.G. [read post]
19 Jan 2023, 10:16 am
According to FCPA Clearinghouse, “sanctions imposed on Glencore plc ($701 million), ABB Ltd. ($400 million), and Honeywell International Inc. ($160 million), three of the ten companies charged with FCPA-related violations in 2022, comprised 82 percent of the total sanctions imposed that year. [read post]
13 Jan 2023, 3:00 am
The Propane Education and Research Council has spent millions of dollars on “provocative anti-electrification messaging,” using influencers like Blashaw, according to the group’s internal documents. [read post]
15 Dec 2022, 8:00 am
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
15 Dec 2022, 4:00 am
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
29 Nov 2022, 4:13 am
Grolier, Inc., 462 U.S. 19 (1983).[2] Equating the law of litigation privileges with the government’s entitlement to refuse requests for documents under FOIA presents a fundamental problem. [read post]
28 Nov 2022, 9:02 am
LLC Morgan Stanley Smith Barney LLC Nomura Securities International, Inc. [read post]
21 Nov 2022, 9:02 am
LLC Morgan Stanley Smith Barney LLC Nomura Securities International, Inc. [read post]
18 Oct 2022, 6:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, October 18, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services, Inc. [read post]
28 Sep 2022, 12:37 pm
The following two firms have agreed to pay penalties of $50 million each: Jefferies LLC; and Nomura Securities International, Inc. [read post]
28 Sep 2022, 8:06 am
Separately, the Commodity Futures Trading Commission announced settlements with the firms for related conduct. [read post]
