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5 Apr 2024, 1:06 pm
Last Summer, the Securities and Exchange Commission filed insider trading charges against several people who traded on knowledge about Digital World Acquisition Corp’s planned acquisition Trump Media & Technology Group. [read post]
4 Apr 2024, 7:56 am
To find resources on the newly launched American Climate Corps and other programs, see below. [read post]
3 Apr 2024, 9:01 pm
These are not secret analyses; they are public documents for the whole world to see.[4] Even parties that argue in court that their conduct does not implicate the federal securities laws have themselves used the Howey framework internally for years to evaluate crypto offerings.[5] Of course, that doesn’t mean that all crypto products are offered as “investment contracts” and are therefore securities. [read post]
1 Apr 2024, 3:12 pm
This would allegedly allow them to participate through a private investment pool managed by the company or their automated bot. [read post]
26 Mar 2024, 9:50 pm
Evolv became a publicly traded company as a result of its July 21, 2021, merger with Newhold Investment Corp., a special purpose acquisition company (SPAC). [read post]
18 Mar 2024, 6:00 am
Investments by the worker and the potential employer. [read post]
15 Mar 2024, 11:48 am
Additionally, Activision secured exclusive rights to negotiate with high-value sponsors and broadcasters, encompassing cable television and streaming networks. [read post]
11 Mar 2024, 9:00 am
This is the amount to be paid to Schakolad International Corp. [read post]
8 Mar 2024, 6:02 pm
Send me a bipartisan national security bill. [read post]
6 Mar 2024, 10:44 am
In this regulatory landscape, over-the-air broadcasters believed (perhaps correctly) that cable providers were free-riding on broadcasters’ investments in programming. [read post]
1 Mar 2024, 1:57 pm
You could get hit with a tax lien, lose some of your Social Security benefits, face wage garnishments, lose your assets, and more. [read post]
26 Feb 2024, 12:30 pm
Yelena DunaevskyTeresa MilanoAs readers of this blog well know, SPAC transactions have been a frequent target of corporate and securities lawsuits. [read post]
19 Feb 2024, 4:34 am
Israel carried out covert attacks on two major natural gas pipelines inside Iran this week, disrupting the flow of heat and cooking gas to provinces with millions of people, according to two Western officials and a military strategist affiliated with Iran’s Revolutionary Guards Corps. [read post]
AI and inventorship guidance: Incentivizing human ingenuity and investment in AI-assisted inventions
12 Feb 2024, 1:42 pm
Iolab Corp., 155 F.3d 1344 (Fed. [read post]
12 Feb 2024, 10:28 am
SEC Fines Firms $81 Million to Settle Charges of Mishandling Electronic Communications According to Investment News last week, several wealth management firms, including Cambridge Investment Research Inc., Northwestern Mutual Investment Services, and Lincoln Financial Advisors Corp., are among 16 companies paying an $81 million fine to settle charges related to mishandling electronic communications, as per the Securities and Exchange Commission (SEC). [read post]
5 Feb 2024, 2:05 pm
Garrett Moretz (Garret Wayne Moretz CRD# 4086791) is a broker and investment advisor currently registered with Lifemark Securities Corp. [read post]
2 Feb 2024, 12:25 pm
More than a dozen Chinese tech firms, including memory-chip maker Yangtze Memory Technologies Corp (YMTC), as “military companies” that pose a national security risk to the US. [read post]
31 Jan 2024, 9:01 pm
On Jan. 16, the Supreme Court will hear argument in Macquarie Infrastructure Corp. v. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 4:52 am
The United Kingdom, in coordination with the United States, has imposed fresh sanctions on senior Iranian officials who are members of the Islamic Revolutionary Guard Corps (IRGC), in a bid to tackle what it says is a threat to U.K. domestic security. [read post]
