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20 May 2024, 9:05 pm
” Therefore, instances of investor inaction are not within the scope of the securities laws’ main catch-all antifraud provision. [read post]
20 May 2024, 9:01 pm
Also, competing uses of cash, such as paying down debt, investing in the business, returning capital to investors, etc., may be more beneficial to the issuer (and remaining shareholders) than paying cash out to redeem equity from a former employee. [read post]
20 May 2024, 8:03 pm
Authors: Liz Hastilow, Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Steven Li, Liam Mackay and Mia Blundell. [read post]
20 May 2024, 1:25 pm
Rising Above Rates: Successful Deal Strategies in a Cash Constrained Market Jonathan Falik of JF Capital Advisors and Guy Maisnik, Vice Chair of JMBM’s Global Hospitality Group, kicked things off by moderating a panel of industry experts discussing innovative approaches for hotel developers and investors to make deals happen. [read post]
20 May 2024, 6:32 am
The no action process is an informal review process through which the SEC Staff advises companies and their investors on whether the SEC Staff would likely recommend enforcement action if a company fails to include a submitted shareholder proposal on its annual proxy statement. [read post]
20 May 2024, 6:32 am
The no action process is an informal review process through which the SEC Staff advises companies and their investors on whether the SEC Staff would likely recommend enforcement action if a company fails to include a submitted shareholder proposal on its annual proxy statement. [read post]
20 May 2024, 5:55 am
In recent years, Serbia has emerged as a focal point for Chinese investment in the Western Balkans and Central and Eastern Europe, establishing China as Serbia’s largest single foreign investor. [read post]
20 May 2024, 5:00 am
Conover made the mistake of allowing one investor to redeem and take money out while preventing other investors from doing so. [read post]
20 May 2024, 4:26 am
Limited partners, on the other hand, have limited liability (hence the name) because they are typically silent investors without a managerial role. [read post]
20 May 2024, 4:00 am
By Anne Sherry, J.D.The Council of Institutional Investors (CII) is urging the Delaware State Bar Association to hit pause on recommending that the state legislature overturn a judicial decision. [read post]
20 May 2024, 3:16 am
Given the purpose of inclusion of the foreign business’s financial statements in the registration statement, the needs of investors would likely be similar to the needs of investors in an entity with public accountability. [read post]
20 May 2024, 3:00 am
She oversaw the proposal and adoption of nearly 40 rulemakings relating to market structure, issuer disclosure, fund oversight, and other areas critical to investor protection and capital formation. [read post]
19 May 2024, 7:02 pm
Investor Seeks Up $1M In Damages Over UBS YES Losses. [read post]
19 May 2024, 6:56 pm
The Katy, Texas investor, who was in his eighties, suffered from dementia. [read post]
19 May 2024, 6:51 pm
Yet, many brokers continue to market and sell them to these investors in order to earn high commissions. [read post]
19 May 2024, 6:46 pm
Are You An Investor Who Suffered Losses While Working With Broker Bill Shopoff? [read post]
19 May 2024, 6:51 am
Similarly, “institutional investors have backed off their commitment to ESG,” with many fewer institutional investors explicitly considering ESG factors as “central to their investment thesis. [read post]
17 May 2024, 12:42 pm
Sands Capital, founded in 1992 and based in Arlington, Virginia, describes itself as a long-term investor in innovative growth businesses located throughout the world. [read post]
17 May 2024, 12:27 pm
That’s good for investors. [read post]
17 May 2024, 11:26 am
Despite FINRA’s bolstered fine revenue in 2023, FINRA ordered member firms to pay far less restitution to investors compared to past years. [read post]
