Search for: "J.P. INDUSTRIES, INC." Results 21 - 40 of 272
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FINRA Bars Broker David Morris After Failing To Pay Arbitration Award
9 May 2023, 2:21 pm by Silver Law Group
(CRD# 8174), J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information April 2023
5 May 2023, 9:15 am by Silver Law Group
  J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules March 2023
14 Apr 2023, 11:30 am by Silver Law Group
  Khalil Watts   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Decision of the week ending April 8, 2023 - Deeming an employee's unauthorized work absences from work "a voluntary resignation"
11 Apr 2023, 6:00 am by Public Employment Law Press
In Bernstein v Industrial Commissioner, 57 AD2d 767, 4 NYCRR 5.3(d) was held to violate the employee's right to due process. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Decision of the week ending April 8, 2023 - Deeming an employee's unauthorized work absences from work "a voluntary resignation"
11 Apr 2023, 6:00 am by Public Employment Law Press
In Bernstein v Industrial Commissioner, 57 AD2d 767, 4 NYCRR 5.3(d) was held to violate the employee's right to due process. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
eDiscovery Mergers, Acquisitions, and Investments in Q1 2023
2 Apr 2023, 6:00 am by Rob Robinson
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
ComplexDiscovery - https://complexdiscovery.com/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement February 2023
28 Feb 2023, 7:41 am by Silver Law Group
  Mark Boucher   Strategic Wealth Advisor Group Services Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information February 2023
28 Feb 2023, 7:11 am by Silver Law Group
Morgan Securities LLC   Austin Lazarus   Merrill Lynch, Pierce, Fenner & Smith Incorporated   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules February 2023
28 Feb 2023, 6:46 am by Silver Law Group
  J.P Turner & Company, LLC   Mark Miranda   Spartan Capital Securities, LLVC   Network 1 Financial Securities Inc   Patrick Thayer   LPL Financial LLC   Parkland Securities, LLC   Brian Wurdemann   RBC Capital Markets, LLC   UBS Financial Services Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Efthimios George Petrou For Excessive Trading
9 Jan 2023, 8:57 am by Silver Law Group
He was also employed by J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2022
30 Dec 2022, 7:37 am by Silver Law Group
  Waddell & Reed   Beth Landwehr   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules December 2022
30 Dec 2022, 7:14 am by Silver Law Group
  Samuel Heavrin   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules November 2022
1 Dec 2022, 7:52 am by Silver Law Group
  Primex   Ciara Haro   Monica Laguna   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement November 2022
1 Dec 2022, 7:23 am by Silver Law Group
  Evan Schottenstein   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Hugh O. Barndollar III, Crown Capital, Allegedly “Sold Away” from Firm 
23 Nov 2022, 8:48 am by The White Law Group
(CRD#:6312), LAND O’ LAKES, FL,    B, 07/31/2008 – 04/10/2013, NEWPORT COAST SECURITIES, INC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Ex-JP Morgan Broker Edward Turley Barred from Securities Industry
18 Nov 2022, 9:37 am by The White Law Group
”    Turley’s broker report indicates he was registered with the following FINRA firms during his career in the securities industry, among others:    04/23/2009 – 09/16/2021, J.P. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information October 2022
11 Nov 2022, 9:39 am by Silver Law Group
  Jimmy Cheng   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules October 2022
11 Nov 2022, 9:07 am by Silver Law Group
  Waddell & Reed   Edgar Garcia   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Northstar Financial Services (Bermuda) Investor Seeks To Recover $1 Million Loss From Hancock Whitney Investment Services
6 Oct 2022, 2:11 pm by Silver Law Group
(SunTrust), Bankoh Investment Services, J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules September 2022
22 Sep 2022, 10:00 am by Silver Law Group
  Primex   Jack Fascitelli   LEX   Beth Landwehr   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/