Search for: "JANE DOE RETAILERS" Results 21 - 40 of 83
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4 Jun 2020, 1:52 pm by luiza
  The money does not come from amounts to be paid to harmed investors but from a special fund Congress established to reward whistleblowers. [read post]
29 Apr 2020, 7:18 am by Mary Jane Wilmoth
The whistleblower’s information led the SEC to a significant enforcement action that returned millions of dollars in losses to retail investors. [read post]
3 Dec 2019, 2:00 am by Kevin Kaufman
Although the definition is fairly broad, several exemptions apply.[4] The statute specifically exempts “eyeglasses, contact lenses, [and] hearing aids,” as well as medical devices “generally purchased by the general public at retail for individual use. [read post]
25 Nov 2019, 2:01 pm by Silver Law Group
” The SEC’s press release does not identify the fraud specifically, but does say that the whistleblowers were harmed investors themselves. [read post]
3 Nov 2019, 7:22 am by Angelo A. Paparelli
  Worse yet, the agency adds that “even if an applicant [for naturalization] does not have a conviction or make a valid admission to a marijuana-related offense, he or she may be unable to meet the burden of proof to show that he or she has not committed such an offense. [read post]
3 Jun 2019, 9:07 am by Astarita
  “Their critical information and assistance helped the SEC bring an important enforcement action aimed at protecting retail investors. [read post]
3 May 2019, 10:07 am by Hollis Kelly
The scandal has already led to the PM’s Liberal Party expelling Jody Wilson Raybould, the former Attorney General who made the original allegations of improper interference, and former treasury board president Jane Philpott. [read post]
21 Mar 2019, 9:06 pm by Coral Beach
The agency reported the Sofina Foods Inc. distributed the recalled products to retailers nationwide. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
Jane Meacham is the editor of BLR’s retirement plan compliance publications. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
Jane Meacham is the editor of BLR’s retirement plan compliance publications. [read post]
22 Mar 2018, 3:45 pm by Michael Smith
Doe Consulting) (“Consultant”) and Jane Roe & Associates, LLC, an Indiana limited liability company (“Client”). [read post]
22 Mar 2018, 3:45 pm by Michael Smith
Doe Consulting) (“Consultant”) and Jane Roe & Associates, LLC, an Indiana limited liability company (“Client”). [read post]
22 Mar 2018, 3:45 pm by Michael Smith
Doe Consulting) (“Consultant”) and Jane Roe & Associates, LLC, an Indiana limited liability company (“Client”). [read post]
12 Oct 2017, 7:51 am by Mark Astarita
   “Today’s award reflects the impact that whistleblower information can have in uncovering violations that harm the retail investor,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
18 Sep 2017, 5:17 pm by Larry
Wade, in which the plaintiff proceeded under the pseudonym “Jane Roe. [read post]
31 Aug 2017, 5:32 pm by Jane Bambauer
Federal and state regulators have used informational disclosures to try to nudge consumers into thinking about the “full price” rather than the sticker price of goods, and to nudge retailers and manufacturers into avoiding harmful practices. [read post]
10 Aug 2017, 3:41 pm
Dr Jane Denoncourt (Chair EIPTN, Conference Convenor and Senior Lecturer at Nottingham Law School) reports on the event. [read post]