Search for: "Jacquelyn Frank" Results 21 - 26 of 26
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Staff Issues Guidance on Volcker Rule’s Covered Fund Exemption
4 Mar 2015, 5:33 am by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Jacquelyn LumbCommissioner Kara Stein last month spoke in Tokyo, Japan, about the changes the Dodd-Frank Act’s Volcker rule brought to the U.S financial system. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Investor Advisory Committee Offers Recommendations on Accredited Investor Definition and Proxy Vote Disclosure
10 Oct 2014, 3:14 pm by John Jascob
Next on the SEC’s rulemaking front is the Dodd-Frank executive compensation and OTC mandates, she said. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Will Vote on New ABS and NRSRO Rules
26 Aug 2014, 2:31 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Jacquelyn LumbThe SEC has scheduled an open meeting for Wednesday, August 27, at which it will consider the adoption of rules to revise the disclosure, reporting, and offering process for asset-backed securities (ABS). [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Appeals and tolling, jurisdiction and waiver, and organic roasted chicken on a bed of fresh baby kale, sauteed pecans, and shaved Asiago
3 Aug 2014, 11:34 am by Law Lady
ASTEBERG f/k/a JACQUELYN RUSSELL, Petitioner, v. [read post]
The Appellate Gourmet (c) - http://appellategourmetappealsinflorida.blogspot.com/
738 #Startups Formed In Massachusetts In 08/2009
16 Sep 2009, 1:47 pm
New Massachusetts companies. [read post]
Erik J. Heels - http://erikjheels.com
840 #Startups Formed In Massachusetts In 07/2009
17 Aug 2009, 10:44 am
Peabody, MA; Frank Anzalone, President) Andspace Labs, Inc. [read post]
Erik J. Heels - http://erikjheels.com