Search for: "Jennifer M. Harris" Results 21 - 40 of 184
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19 Apr 2019, 5:33 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities   Austin, Aaron   LPL Financial LLC   M & T Securities, Inc   Conner, Youn   Das, Anukul… [read post]
19 Mar 2013, 9:30 am by azatty
Johnson Harry Keidan Cynthia Kelley Katherine Kraus Joseph W. [read post]
17 Dec 2007, 2:42 pm
Alfieri Public Interest Lawyers and Resistance Movements Sameer M. [read post]
19 Nov 2015, 11:56 am by Daniel Shaviro
But in the evening I will be heading up there, as I'm scheduled to appear on two panels tomorrow and one more on Saturday morning.Tomorrow at 8:30 am, I'll be presenting my recent paper, "The Crossroads and the Seesaw: Getting a 'Fix' on Recent International Tax Policy Developments," on an International Corporate Tax Policy panel that will also feature papers by Wei Cui, Jennifer Gravelle, and Harry Grubert-Rosanne Altshuler. [read post]
11 Jan 2019, 10:32 am by Gritsforbreakfast
One of the authors, Jennifer Skeem, has presented to Texas probation audiences, and is someone whose research Grits has relied on for years. [read post]
28 Jul 2023, 6:30 am
Posted by Julie Daum (Spencer Stuart) and Kira Ciccarelli (Diligent Institute), on Thursday, July 27, 2023 Tags: Board of Directors, committees, Environmental proposals, ESG, Oversight, Sustainability Statement by Commissioner Peirce on Public Company Cybersecurity Disclosures Posted by Hester M. [read post]
28 Jul 2023, 6:30 am
Posted by Julie Daum (Spencer Stuart) and Kira Ciccarelli (Diligent Institute), on Thursday, July 27, 2023 Tags: Board of Directors, committees, Environmental proposals, ESG, Oversight, Sustainability Statement by Commissioner Peirce on Public Company Cybersecurity Disclosures Posted by Hester M. [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin,… [read post]
26 May 2016, 1:35 pm by Jillian Beck
Harris of Bracewell, treasurer Gibson, immediate past president The association’s new directors for 2016-2018 are: Richard Burleson of Paul Hastings David Harrell of Locke Lord Diana Gomez of Martin, Disiere, Jefferson & Wisdom Greg Ulmer of BakerHostetler Those serving as directors for 2015-2017 are: Jennifer A. [read post]
6 Dec 2015, 6:25 am by Gritsforbreakfast
Jennifer Laurin, see her academic oeuvre here. [read post]
3 Feb 2009, 6:16 am
Greenberg, Office of the Appellate Defender, New York (Jennifer Eisenberg of counsel), for appellant. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Private firms, Regulation D, SEC, SEC rulemaking, Securities regulation, Solicitation Statement by Commissioner Peirce on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities Posted by Hester M. [read post]