Search for: "John A. Atwood"
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23 Mar 2022, 5:40 pm
From “And Tango Makes Three,” the story of two male penguins that raised a chick together, to classics like “To Kill a Mockingbird” by Harper Lee, “The Handmaid’s Tale” by Margaret Atwood and “The Grapes of Wrath” by John Steinbeck, all books are welcome including those that are being banned or canceled in other parts of the country…” [read post]
19 Dec 2006, 10:59 am
We're practically there already -- just look at Ed Meese and John Ashcroft! [read post]
20 Jan 2015, 10:10 pm
"It was a hate crime and that's exactly what should be on his record forever," Atwood said. [read post]
20 Nov 2023, 6:30 am
(discussed on the Forum here) by John C. [read post]
20 Nov 2023, 6:30 am
(discussed on the Forum here) by John C. [read post]
8 Jun 2018, 7:43 am
By John Filar Atwood Companies face hundreds, if not thousands of attempts to break into their systems on a daily basis, according to Bill Powers, deputy director for technology at the PCAOB. [read post]
19 Aug 2019, 7:19 am
By John Filar Atwood There has been a clear shift and increase in funding through the exempt offering framework used by small businesses, with exempt offerings raising $2.9 trillion in 2018, according to Martha Miller, SEC Advocate for Small Business Capital Formation. [read post]
24 Jul 2018, 8:22 am
By John Filar Atwood The SEC has approved FINRA’s proposed amendment to its rules to provide a new option for simplified arbitration. [read post]
26 Feb 2019, 9:25 am
By John Filar Atwood In a letter signed by Division of Corporation Finance Director William Hinman, the staff of the SEC declined to reconsider its position that Johnson & Johnson may omit from the proxy materials for its upcoming annual meeting a proposal asking the company to adopt a mandatory arbitration bylaw provision for disputes between the company and its shareholders. [read post]
16 Oct 2018, 7:55 am
By John Filar Atwood In her first published address since taking over as the SEC’s Director of the Office of Municipal Securities, Rebecca Olsen urged municipal securities market participants to refine disclosure best practices and explore new areas for guidance. [read post]
27 Sep 2018, 10:53 am
By John Filar Atwood In a survey of 1,700 companies around the world, the Financial Stability Board’s task force on climate-related financial disclosures found that the majority of companies provide some recommended disclosure on climate change, but very few report the financial impact of climate change on the company. [read post]
12 Mar 2018, 7:30 am
By John Filar Atwood The SEC should continue to invest in both RegTech and FinTech, even if the benefits from such investments will be years down the road, according to SEC Commissioner Michael Piwowar. [read post]
29 Jan 2018, 5:00 am
By John Filar Atwood In a comment letter to the European Commission (EC), the Futures Industry Association. [read post]
5 Jun 2019, 6:45 am
By John Filar Atwood One company completed its IPO last week, bringing the total number of deals in May to 32. [read post]
10 Apr 2018, 6:47 am
By John Filar Atwood In a report on the transparency of corporate bond markets, the board of the International Organization of Securities Commissions (IOSCO) emphasized the importance of ensuring the availability of information to regulators through reporting, and to the public through transparency requirements. [read post]
21 Mar 2018, 6:56 am
By John Filar Atwood A company headquartered in Mexico had not completed an IPO in U.S. markets since 2013 before the offering by Opes Acquisition last week. [read post]
29 Nov 2018, 7:52 am
By John Filar Atwood The Financial Stability Board (FSB) has determined that the main financial reforms called for by the G20 after the financial crisis are in place, but that implementation remains uneven. [read post]
3 Aug 2018, 5:56 am
By John Filar Atwood A soliciting party may voluntarily submit a notice of exempt solicitation even if the party is not subject to 1934 Act Rule 14a-6(g)(1) as long as the cover of the notice clearly indicates that it is being filed voluntarily, according to the staff of the Division of Corporation Finance. [read post]
1 Nov 2018, 7:23 am
By John Filar Atwood How companies apply new reporting standards on financial instruments and revenue from contracts will be a priority for European enforcement authorities as they review 2018 financial statements, according to the European Securities and Markets Authority (ESMA). [read post]
23 Mar 2020, 3:19 pm
By John Filar Atwood The NYSE closed its trading floor starting today as a precautionary measure during the COVID-19 outbreak and received temporary relief from the SEC to facilitate electronic auctions during the shutdown. [read post]
