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19 Dec 2022, 2:44 am
To access the guides, please contact Jonathan Herbst. [read post]
25 Nov 2022, 5:17 am
In this episode of RT Plus focusing on the Financial Services and Markets Bill, Jonathan Herbst provides a general update on the Bill following its passage through the Committee Stage Spotify/ Apple podcasts [read post]
9 Nov 2022, 5:51 am
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation plans for the new Consumer Duty. [read post]
6 Sep 2022, 7:05 am
In our latest podcast on the Financial Services and Markets Bill, Jonathan Herbst and Glenn Hall cover the politics behind the Bill (Apple podcasts / Spotify). [read post]
8 Aug 2022, 9:45 am
Jonathan Herbst, Hannah Meakin and Albert Weatherill focus specifically on the Bill’s provisions relating to critical third parties and the practical implications for firms (Apple podcasts / Spotify). [read post]
20 Jul 2022, 11:25 am
Comment Jonathan Herbst: “Anyone who thought that post-Brexit there would be a period of inactivity needs to change their view. [read post]
25 May 2022, 10:51 am
The podcast is hosted by Simon Lovegrove and features the following international partners: Jonathan Herbst (UK) Tom Delaney and Kim Caine (United States) Manfred Dietrich (Luxembourg) Wilson Ang (Singapore) The Regulation Around the World podcast is available to stream and download on Apple Podcasts, iTunes, Spotify and Soundcloud. [read post]
8 Mar 2022, 10:38 am
In the first instalment of our ‘Governance: Financial Crime series’, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments in Ukraine and the UK’s Economic Crime Bill. [read post]
25 Feb 2022, 4:26 am
In this episode, Jonathan Herbst and Hannah Meakin discuss the FCA’s recent consultation paper, CP22/2 – Strengthening our financial promotion rules for high risk investments, including cryptoassets. [read post]
24 Feb 2022, 3:40 am
We have also published a short video in which Jonathan Herbst provides some high level thoughts on some of the systems and controls issues firms should be thinking about. [read post]
24 Jan 2022, 8:38 am
Expert panelists include Ambassador John Herbst; Michael Kofman, research program director in the Russia Studies Program at CNA; John Sipher, nonresident senior fellow at the Atlantic Council’s Eurasia Center; Lt. [read post]
14 Dec 2021, 7:09 am
In this episode, Jonathan Herbst and Matthew Gregory examine various aspects of the Future Regulatory Framework Review including the proposals around regulator relationships with Parliament and Treasury and also new regulatory objectives. [read post]
25 Nov 2021, 3:54 am
In this episode of RT Plus, Jonathan Herbst (Global Head of Financial Services) and Anna Carrier (Senior Government and Regulatory Affairs Advisor) discuss various aspects of the bonds and derivatives regime that are currently under review, including pre and post trade transparency and potential changes to the derivatives trading obligation. [read post]
11 Nov 2021, 6:22 am
In this episode of RT Plus, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of the IFPR regime to commodities firms at a macro level, the relevance of any transitional provisions, the position on concentration risk and any pitfalls that market players should be aware of. [read post]
14 Oct 2021, 7:43 am
In this episode, Jonathan Herbst and Anna Carrier discuss the Treasury and Commission proposals on their respective regimes, examining pre-trade transparency, consolidated tape and the share trading obligation. [read post]
24 Aug 2021, 8:50 pm
In this latest episode, Jonathan Herbst and Matthew Gregory discuss the impact of this on foreign firms operating by way or branch or subsidiary in the UK. [read post]
20 Jul 2021, 3:12 am
In this episode, Jonathan Herbst and Hannah Meakin take a first look at some of the headline points to emerge from this paper, including proposals around the STO, the need to trade on a trading venue and the potential for quantitative metrics to be replaced with qualitative metrics, particularly in respect of systematic internalisers. [read post]
15 Jul 2021, 1:52 am
In this month’s podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. [read post]
15 Jun 2021, 8:04 am
In this month’s episode we receive an update on Brexit from Jonathan Herbst, as he discusses the future of financial services in the UK with Hannah Meakin. [read post]
11 May 2021, 8:07 am
In this episode, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA’s recent consultation paper, CP21/9, which is proposing changes to UK MIFID’s conduct and organisational requirements. [read post]
