Search for: "K-One Investment Company Inc." Results 21 - 40 of 540
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24 Feb 2012, 2:44 pm by Harrison
  Much of the loss came from investor-clients who placed money in one of Vallett’s investment “Funds. [read post]
1 Apr 2013, 2:00 pm by Gregory K. Bader
  At the moment, no one knows this better than Michael Dell, CEO of Dell Inc. [read post]
3 Jun 2021, 3:30 am by Liz Dunshee
Yesterday, ExxonMobil filed its Form 8-K to report the voting results from its annual meeting. [read post]
23 Jun 2014, 7:47 am by Adam Weinstein
A Bloomberg investigation found that employees at companies such as Hewlett-Packard Co., United Parcel Service Inc., and AT&T, have complained that brokers have persuaded them into rolling over their 401(k) accounts into unsuitable IRA investments. [read post]
27 Sep 2017, 5:39 am by Eugene Volokh
” In 2008, though, he was the subject of an Arizona Corporation Commission enforcement action: Diamond Bay Investments, Inc. and its company director, Jonathan Jordan Wirsz of Nevada, … agreed to pay a $25,000 administrative penalty for promoting an unregistered investment program involving first trust deeds. [read post]
21 Jan 2022, 12:59 pm by Silver Law Group
GWG Holdings, Inc. announced that it would not make dividend payments on its L Bonds for January 15, 2022 in a form 8-K filed with the Securities and Exchange Commission (SEC). [read post]
14 Apr 2016, 12:00 pm by EB-5
 Investors were told they were investing in one of several projects connected to Jay Peak Inc., a ski resort operated by Quiros and Stenger, and their money would only be used to finance that specific project. [read post]
14 Apr 2016, 8:57 am by Mark Astarita
  Investors were told they were investing in one of several projects connected to Jay Peak Inc., a ski resort operated by Quiros and Stenger, and their money would only be used to finance that specific project. [read post]
19 Aug 2015, 7:35 am by John Jascob
By Anne Sherry, J.D.The PSLRA ensnared a complaint alleging that the former CEO of ZAGG, Inc. [read post]
6 Feb 2023, 11:16 pm by The White Law Group
InPoint Commercial Real Estate Income Suspends Offering, Repurchases InPoint Commercial Real Estate Income Inc., a commercial mortgage non-traded REIT, announced the company has temporarily suspended its continuous public offering and share repurchase plan as of Feb. 10, 2023, according to an 8-K filing with the SEC. [read post]
7 May 2010, 11:00 am by Sonya Hubbard
CA, Inc., which calls itself “the world’s leading independent IT management software company,” filed an 8-K to disclose that CEO William “Bill” McCracken, an industry veteran who spent more than three decades at IBM and previously served as a director at IKON Office Solutions, now has an employment agreement. [read post]
7 May 2010, 11:00 am by Sonya Hubbard
CA, Inc., which calls itself “the world’s leading independent IT management software company,” filed an 8-K to disclose that CEO William “Bill” McCracken, an industry veteran who spent more than three decades at IBM and previously served as a director at IKON Office Solutions, now has an employment agreement. [read post]
10 May 2023, 9:01 pm by renholding
Perhaps most notably, most de-SPACed companies have opted for Chapter 11 proceedings: Just one of the 12 de-SPAC bankruptcies to date has been a Chapter 7 liquidation. [read post]