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20 Apr 2009, 4:52 am
Thanks to Amy Seidel of Faegre & Benson, we have updated the Form 10-Q cover page - which is in a Word file - posted in our "Form 10-Q" Practice Area (as well as the 10-K cover page in our "Form 10-K" Practice Area). [read post]
8 Apr 2009, 5:57 am
Thanks to Ken Montenegro for pointing out this incredible list of one-page cheat sheets. [read post]
26 Feb 2016, 3:33 am
For the 1st time since 2012, the SEC has redesigned its home page – and the home pages for each of the Divisions. [read post]
23 Dec 2013, 4:00 am
The next section of the Study provides the history of each Item in Reg S-K, along with a brief description of comments submitted on each item through the SEC's JOBS Act page. [read post]
12 Oct 2017, 12:59 pm
The SEC has proposed a series of amendments to modernize and simplify disclosure requirements for public companies, investment advisers and investment companies, particularly those disclosure requirements under Regulation S-K. [read post]
10 Jun 2013, 4:06 am
This one is a real gem - 41 pages of practical guidance. [read post]
27 Jul 2016, 2:56 pm
The rule allows the registrant to include an optional summary page of the information that the form requires. [read post]
31 Jan 2020, 3:00 am
Here’s the 196-page proposing release. [read post]
19 May 2010, 5:00 pm
As part of this project the IRS is asking a random sampling of 1,200 401(k) plan sponsors to fill out a 45-page compliance questionnaire. [read post]
30 Jan 2023, 4:15 am
One of the disclosure requirements from the SEC’s recently adopted clawback rules is a set of new checkboxes for the cover page of the Form 10-K, Form 20-F and Form 40-F, with one of those checkboxes indicating whether the financial statements included in the report reflect the correction of an error to previously issued financial statements, and another checkbox indicating whether any of the error corrections require a recovery analysis under the company’s clawback… [read post]
14 Dec 2017, 6:54 am
The Ohio Supreme Court web page links to this story in the Sandusky Register reported by Brandon Addeo Sandusky attorney K. [read post]
2 Oct 2015, 3:42 am
Here’s the intro to this Cooley blog: A new study, reported in the WSJ, showed that corporate insiders consistently beat the market in their companies’ shares in the four days preceding 8-K filings, the period that the researchers called the “8-K trading gap. [read post]
2 Sep 2012, 1:11 am
The Unlambda page states that a functional programming language is one in which functions have first-class citizenship. [read post]
19 Apr 2017, 3:42 am
Dig this 170-page Form 10-K for the US Government! [read post]
24 May 2011, 4:30 am
(See copy of the 22-page agreement here). [read post]
8 Oct 2020, 3:30 am
Heidi K. [read post]
6 Apr 2012, 6:28 am
To start things off: a new book(recently announced on the blog, here) by Steven K. [read post]
2 Apr 2013, 7:52 pm
My post discussed the letter and instructions that the IRS would be sending to 1,200 employers sponsoring 401(k) plans asking them to complete a 46-page 401(k) Compliance Check Questionnaire. [read post]
15 Feb 2008, 3:36 am
Courtesy of John Newell of Goodwin Procter, we have posted "Comparison of Changes to Form 10-K," which is a redline comparison of the newly-effective cover page of Form 10-K compared to the old version (this is a Word file and should help you tweak the Form you saved from last year; here is a PDF version if you need it). [read post]
20 Feb 2008, 7:45 pm
"Supreme Court Rules Employees Can Sue Over 401(k) Misconduct": The Washington Post will contain this front page article on Thursday. [read post]
