Search for: "Kara M. Stein"
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25 Oct 2018, 6:29 am
Posted by Kara M. [read post]
19 Oct 2018, 6:08 am
Stein, U.S. [read post]
13 Oct 2018, 7:21 am
Posted by Kara M. [read post]
18 Sep 2018, 6:44 am
Commissioner Kara Stein expressed her support for moving forward on an SEC proposal issued in 2016 that would require the use of universal proxy cards in director elections. [read post]
2 Jul 2018, 7:41 am
Piwowar Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rule from Chairman Jay Clayton Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules by Commissioner Kara M. [read post]
17 Jun 2018, 9:01 pm
The first column, dealing with the duties of broker dealers, set the stage for defining fiduciaries and the rationale for their duties. [read post]
8 Jun 2018, 6:47 am
Stein, U.S. [read post]
7 Jun 2018, 7:18 am
Posted by Kara M. [read post]
25 May 2018, 6:00 am
Piwowar and two other sitting commissioners: Kara Stein, a Democrat, and Hester Peirce, a Republican. [read post]
23 Apr 2018, 6:51 am
One of those critics is SEC Commissioner Kara M. [read post]
23 Mar 2018, 6:23 am
Stein, U.S. [read post]
16 Mar 2018, 6:14 am
Posted by Kara M. [read post]
12 Mar 2018, 12:42 am
John Reed Stark As I noted in a post at the time, on February 20, 2018, the SEC issued its guidance for cybersecurity-related disclosures. [read post]
2 Mar 2018, 8:47 pm
However, statements made by Commissioner Kara M. [read post]
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
28 Feb 2018, 1:21 pm
“reluctantly support[ed]” the guidance because it “essentially reiterates years-old staff-level views on this issue,” and Commissioner Kara M. [read post]
28 Feb 2018, 10:00 am
Jackson, Jr. and Hester M. [read post]
23 Feb 2018, 6:15 am
Posted by Kara M. [read post]
16 Feb 2018, 6:21 am
Stein, U.S. [read post]
15 Feb 2018, 6:43 am
Posted by Kara M. [read post]
