Search for: "Kara Scannell"
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28 Feb 2010, 10:29 am
While SEC Chairman Mary Shapiro is advocating a watered-down standard of conduct for brokers, which would not require them to act in their clients’ best interest, Republican fellow commissioners are trying to block many reforms she is willing to undertake, according to a recent Wall Street Journal article by Kara Scannell. [read post]
6 Sep 2023, 3:56 pm
By Kara Scannell, CNN CNN — A federal judge ruled that the jury hearing E. [read post]
3 Nov 2023, 3:18 pm
By Kara Scannell, CNN The judge overseeing Donald Trump’s civil fraud trial has expanded a gag order in the trial to extend to Trump’s attorneys after continued lengthy discussions about the judge’s communications with his law clerk during court this week. [read post]
11 Sep 2008, 9:17 am
Here’s the report from the WSJ’s SEC guru, Kara Scannell. [read post]
16 Aug 2007, 9:25 am
Kara Scannell writes this article on the news for the Wall Street Journal. [read post]
20 Apr 2010, 2:38 pm
When the Securities and Exchange Commission voted to file its enforcement action against Goldman Sachs, the two Republican commissioners voted against it, reported Kara Scannell in her Wall Street Journal article, “SEC Split on Party Lines Over Goldman Case. [read post]
10 Jan 2024, 4:27 pm
CNN — By Lauren del Valle, Kristen Holmes, Katelyn Polantz, Kaitlan Collins and Kara Scannell, Judge Arthur Engoron said Wednesday he does not expect Donald Trump to speak during closing arguments in the $370 million New York civil fraud trial against Trump. [read post]
8 Feb 2023, 3:00 am
Campaign Finance National: “Santos’ Unusual $199.99 Campaign Expenses Are Putting Scrutiny on His Longtime Treasurer” by Fredreka Schouten, Kara Scannell, and Gregory Krieg (CNN) for MSN Massachusetts: “Limits on Super PACs Stump Top Massachusetts Court” by Thomas Harrison for Courthouse News Service Ethics National: “Despite Fears Agency Could Be Crippled, House Fills Ethics Posts” by Kate Ackley (Roll Call) for MSN Kansas: “Kansas… [read post]
2 Sep 2009, 11:53 am
Click here for the WSJ story; here for a walk-up to the release of the report, by the WSJ’s Kara Scannell. [read post]
23 Jul 2023, 11:43 am
The hearing was not recorded; however, Kara Scannell with CNN, who was present at the hearing, reported that Cohen’s attorney, Hunter Winstead stated, “We’ll take this off your docket. [read post]
2 Dec 2009, 6:18 am
At least that's one takeaway from a story out Wednesday from the WSJ's Kara Scannell and Jenny Strasburg. [read post]
21 Feb 2014, 8:30 am
SEC claims drunk lawyer had insider tipple By Kara Scannell in FT.com The SEC sued Tibor Klein, a New York investment adviser, in September for allegedly buying securities of King Pharmaceuticals after learning from one of his clients that the drug company was in talks to be acquired by Pfizer. [read post]
27 Aug 2009, 8:55 am
The Securities and Exchange Commission is outmanned and outgunned by the folks it is trying to police, according to an August 20 article in the Wall Street Journal by Tom McGinty and Kara Scannell. [read post]
6 Jan 2012, 10:08 pm
Robert Clark (Harvard), Meredith Cross (SEC), Margaret Foran (Prudential), Travis Laster (Delaware Court of Chancery), and Kara Scannell (Financial Times) discussed a host of issues, prompted by Hillary Sale (Washington University). [read post]
13 May 2010, 12:55 pm
See “Wall Street Probe Widens,” by Susan Pulliam, Kara Scannell, Aaron Lucchetti and Serena Ng, Wall Street Journal, May 12, 2010, and “Wall Street said to face new investigations,” CNNMoney.com, May 13, 2010. [read post]
6 Jan 2012, 10:08 pm
Robert Clark (Harvard), Meredith Cross (SEC), Margaret Foran (Prudential), Travis Laster (Delaware Court of Chancery), and Kara Scannell (Financial Times) discussed a host of issues, prompted by Hillary Sale (Washington University). [read post]
12 Aug 2009, 10:10 am
Mary Shapiro's Securities and Exchange Commission is stepping up enforcement activities in an effort to counter criticism that it has not done its job, according to an August 11 article in the Wall Street Journal by Kara Scannell entitled "'Urgency' Drives SEC Crackdown.'" The SEC's reputation as the dozing sheriff was battered by its failure to detect and/or take action against the Madoff Ponzi scheme and numerous other fraudulent schemes. [read post]
4 Jun 2007, 11:03 pm
Kara Scannell and Sarah Lueck at the WSJ report Senator Levin's desire to close the book-tax gap with respect to stock option expensing. [read post]
11 Aug 2009, 7:42 am
Here goes: SEC Says No More Messin’ Around: The WSJ’s Kara Scannell weighs in with a story on Tuesday that gives giving solid confirmation to what we’ve been suspecting for a few weeks now: that you ain’t gonna have the SEC to kick around anymore — at least if chief Mary Schapiro (pictured) has her way. [read post]
8 Aug 2008, 9:17 am
On the heels of Thursday’s huge auction-rate securities buybacks by Citigroup and Merrill Lynch, the WSJ’s Kara Scannell brings us the scoop on the SEC’s soon-to-be historic settlement with Citi. [read post]
