Search for: "Kim Dodds"
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10 May 2019, 6:17 am
When Dual-Class Stock Met Corporate Spin-Offs Posted by Geeyoung Min (Columbia Law School) and Young Ran (Christine) Kim (University of Utah), on Friday, May 3, 2019 Tags: Agency costs, Agency model, Dividends, Dual-class stock, IPO Spinning, IPOs, Management, Mergers & acquisitions, Reorganizations, Shareholder voting, Spinoffs Aiming Toward the Future Posted by Tami Groswald-Ozery, Harvard Law School, on Friday, May… [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
18 Jan 2019, 5:56 am
Kim, and Nicholas G. [read post]
7 Dec 2018, 5:00 am
MSRB COO Mark Kim said that the board’s website has been fully designed and is ready to go for those signing in on February 27, the compliance date of the amendments to the Municipal Securities Disclosure Rule. [read post]
1 Jun 2018, 6:07 am
Han Kim (University of Michigan), Ernst G. [read post]
26 Feb 2018, 4:32 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
9 Feb 2018, 5:06 am
Kim, and Sabastian V. [read post]
8 Nov 2017, 8:34 am
And I gave a lot of facts to Kim Lay, Enron’s CEO, and I thought he would investigate. [read post]
20 Oct 2017, 6:05 am
Kim, and Matthew M. [read post]
27 Jun 2017, 4:22 am
At The Washington Post, Darla Cameron and Kim Soffen analyze the court’s ruling, as does Steven Mazie in The Economist. [read post]
9 Jun 2017, 6:06 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, June 7, 2017 Tags: Bank Holding Company Act, Banks, Broker-dealers, Dodd-Frank Act, Donald Trump, FDIA, Financial institutions, Financial regulation, Glass-Steagall, GLBA, Investment banking, Mortgage lending, US Senate Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims Posted by Lewis J. [read post]
27 Mar 2017, 12:57 pm
Ballard Spahr attorney James Kim, a former senior CFPB enforcement lawyer who now represents industry, was also a panel member. [read post]
28 Feb 2017, 12:42 pm
Kim Phan The American Bankers Association has submitted a comment letter in response to the CFPB’s request for information regarding consumer access to financial information. [read post]
24 Feb 2017, 5:35 am
Kim, Wachtell, Lipton, Rosen & Katz, on Friday, February 17, 2017 Tags: Bank boards, Banks, Dodd-Frank Act, Donald Trump, FDIC, Financial crisis, Financial institutions, Financial regulation, Mergers & acquisitions, Money laundering, Securities enforcement, Securities regulation, Stress tests, Systemic risk SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017 Tags:… [read post]
17 Feb 2017, 5:46 am
Kim. [read post]
13 Nov 2016, 5:46 pm
The Dodd-Frank Act: Throughout his campaign, Donald Trump said that if elected he intended to repeal the Dodd-Frank Act. [read post]
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
25 Aug 2016, 7:40 am
The CFPB attempts to justify this radical and potentially far-reaching change by arguing that it has reached a “better” interpretation of Section 1022 of Dodd-Frank. [read post]
12 Jul 2016, 5:00 am
Kim, Deputy U.S. [read post]
27 Apr 2016, 2:31 am
Thanks to Dodd-Frank and shareholder activism, there’s always something new to learn. [read post]
