Search for: "LINCOLN FINANCIAL ADVISORS CORPORATION"
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8 Apr 2021, 2:56 pm
Olave was a financial advisor with Questar Capital Corporation at the time of the alleged conduct. [read post]
22 Jan 2021, 11:28 am
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
4 Dec 2020, 1:23 pm
Joseph Stone Capital, LLC Riza Hernandez Lincoln Financial Securities Corporation Wells Fargo Advisors, LLC Donald Padilla National Securities Corporation National Asset Management Jon Sanchez Independent Financial Group LLC Morgan Stanley Joseph Shimko, Jr. [read post]
24 Nov 2020, 5:02 am
He started working for Lincoln Financial Advisors Corporation in October 1975 and remained there until December 1979. [read post]
24 Nov 2020, 5:02 am
He started working for Lincoln Financial Advisors Corporation in October 1975 and remained there until December 1979. [read post]
20 Nov 2020, 8:34 am
For investors who have been defrauded by a financial advisor or others, FINRA arbitration is frequently the best place to secure a recover for losses. [read post]
20 Nov 2020, 6:57 am
In many cases, brokerage firms may be held liable for failing to supervise the financial advisor or other negligence. [read post]
3 Aug 2020, 1:20 pm
Before Joining Cadaret, Grant (CRD# 10641) in 2014, Dewes was registered with Lincoln Financial Securities Corporation (CRD# 3870), Northeast Securities, Inc. [read post]
3 Aug 2020, 1:07 pm
Imran Razvi is a former broker who was last registered with Lincoln Financial Securities Corporation in Frederick, Maryland. [read post]
27 Jul 2020, 7:08 pm
Lincoln Financial Advisors Corporation Hornor, Townsend & Kent, Inc. [read post]
8 Jul 2020, 7:20 am
George Schmidt, Jr. is a barred broker who was last registered with Lincoln Financial Advisors Corporation in Melville, NY. [read post]
11 Jun 2020, 11:36 am
Lincoln Financial Advisors Corporation Horner, Townsend & Kent, Inc. [read post]
6 Apr 2020, 7:44 am
According to BrokerCheck records, Schmidt is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Lincoln Financial Advisors Corporation (Lincoln Financial) out of the firm’s Melville, New York office location. [read post]
25 Mar 2020, 7:03 am
Advisor Peter Maller (Maller), currently employed by Lincoln Financial Advisors Corporation (Lincoln Financial) has been subject to at least three customer complaints during the course of his career. [read post]
7 Oct 2019, 6:04 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor James Crosson (Crosson), currently employed by Lincoln Financial Securities Corporation (Lincoln Financial) and formerly with Voya Financial Asvisors, Inc. [read post]
27 Sep 2019, 3:00 am
In December, Stevens was hired as a policy advisor to Gov. [read post]
20 Sep 2019, 3:00 am
The actions by Chao, including joint public appearances since she became transportation secretary with her father, who founded the company, and a planned trip to China to meet with government officials there, have led House investigators to question if she is using her office to try to benefit her family’s financial interests. [read post]
18 Feb 2019, 7:21 am
Property casualty insurance advisors continue to add exclusions even as they push corporations to increase coverage for product liability, noting adequate product liability insurance is not just for manufacturers. [read post]
12 Oct 2018, 12:09 pm
”) Kim’s previous employers include Independent Financial Group, LLC (CRD #7717), Lincoln Financial Advisors Corporation (CRD #3978), both also of San Diego, and The Lincoln National Life Insurance Company (CRD #2580) of Fort Wayne, IN. [read post]
21 Sep 2018, 3:25 pm
Horowitz was employed by Lincoln Financial Securities Corporation (Lincoln Financial) until August 2018. [read post]
