Search for: "Legacy Insurance Services, Inc."
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25 Jun 2021, 8:52 am
Looking to Grow Debit Card Usage, Oxygen Debuts a Tiered Rewards ProgramDigital Transactions News – June 23, 2021 Looking to make debit cards more attractive to consumers by offering incentives that rival those found in credit card rewards and loyalty programs, Oxygen Inc., a San Francisco-based financial-services technology provider, on Wednesday introduced Elements, a tiered rewards and [read post]
16 May 2021, 12:50 pm
On December 29, 2020, Live Oak completed a merger with Meridian Holdings Group, Inc. d/b/a Danimer Scientific (“Legacy Danimer”). [read post]
11 May 2021, 9:47 am
Lyft, Inc., No. 1:20-cv-01426 (D.D.C. [read post]
22 Dec 2020, 9:43 am
For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
13 Nov 2020, 1:30 pm
Department of Labor to engage in meaningful, collaborative enforcement partnerships, including with [federal agencies] and state tax, unemployment insurance, and labor agencies. [read post]
27 Aug 2020, 8:07 am
Plaid Inc. [read post]
23 Jul 2020, 7:22 am
Attorneys who spoke with Law360 see these acquisitions as a sign that legacy financial institutions understand that the future of payments and banking will need to be technology-focused as new generations of consumers force the financial services industry to move largely online. . . . [read post]
2 Sep 2019, 12:59 pm
Durkin, exercising his “inherent authority” and acting at the urging of an objecting shareholder, has “abrogated” the settlement of the litigation arising out of the acquisition of Akorn , Inc. by Frensenius Kabi AG, and ordered the plaintiffs’ lawyers to return to Akorn their $322,000 mootness fee, ruling that the additional disclosures to which the company agreed were “worthless to shareholders” and that the underlying lawsuits should have… [read post]
23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company LLC… [read post]
30 Jan 2019, 1:06 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Balas, Tami SCF Securities, Inc Klopp Agency Bustamante, Ricardo JP Morgan Securities LLC Bustamante Family Legacy, LLC Coffey,… [read post]
23 Jan 2019, 8:59 am
Guest Blog Post by Tyler Ochoa [This is part 2 of a 2-part series on the Music Modernization Act. [read post]
15 Dec 2018, 8:40 am
From June 2007 until September 2013 Hightower was registered with UBS Financial Services Inc. [read post]
28 Aug 2018, 11:30 am
James Flynn IFS Securities VOYA Financial Advisors, Inc Keven Gayle NY Life Securities LLC Lloyd Johnston Capital Financial Services, Inc Legacy Financial Services, Inc John Kurzhal UBS Financial Services Inc Beatriz Lira State Farm VP Management Corp Beatriz Lira Insurance Company Cristhelle Medina J.P. [read post]
2 Jan 2018, 5:08 pm
As Democratic Senator Chris Coons, a member of the Senate Judiciary Committee, was recently quoted as saying, President Trump’s influence on the federal judiciary as a result of his nominations “will be the single most important legacy of the Trump administration,” adding with respect to the kinds of candidates that the Trump administration has been nominating, that “given their youth and conservatism, they will have a significant impact on the shape… [read post]
5 Dec 2017, 6:30 am
Old Dogs, New Settlement Tricks Speaker: Beth Savelli, Former Risk Manager, Swissport USA Inc. [read post]
14 Nov 2017, 7:48 am
In Citizens to Preserve Overton Park, Inc. v. [read post]
5 Oct 2017, 5:20 pm
The FMC cashed in on the front end and passed on the risks and future losses on to others: -- The investors in the securities, along with TERI and Ambac, the insurer of the issued securities. [read post]
19 Sep 2017, 3:55 pm
A complaint filed last December against Starwood Hotels & Resorts Worldwide, Inc. illustrates this point. [read post]
13 Aug 2017, 6:00 am
In 2002, PRASA entered into a 10-year service contract with an affiliate of French conglomerate Suez for the operation and management of the Puerto Rico water and wastewater system. [read post]
24 Feb 2017, 8:15 am
You should consult with your insurance broker, attorney, or qualified professional. [read post]
